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First Trust Multi Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$8.5M -$727K -13,918 -8%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$5.2M +$55.1K +1,055 +1%
Bank of America
3
Bank of America
North Carolina
$4.66M +$198K +3,792 +5%
Morgan Stanley
4
Morgan Stanley
New York
$2.88M -$28.2K -539 -1%
Goldman Sachs
5
Goldman Sachs
New York
$1.96M +$32.2K +616 +2%
DADC
6
D.A. Davidson & Co
Montana
$1.76M -$14.4K -275 -0.8%
AG
7
Advisor Group
Arizona
$1.56M +$476K +9,106 +46%
LPL Financial
8
LPL Financial
California
$1.45M -$261K -4,998 -16%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.27M +$36.9K +707 +3%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.14M -$3.3M -63,170 -75%
TH
11
Timber Hill
Connecticut
$972K
IH
12
IFC Holdings
Florida
$902K -$20.9K -401 -2%
FHC
13
First Heartland Consultants
Missouri
$857K +$44.6K +853 +6%
RJA
14
Raymond James & Associates
Florida
$838K +$320K +6,121 +64%
KWM
15
Kingsview Wealth Management
Oregon
$827K +$2.87K +55 +0.4%
HighTower Advisors
16
HighTower Advisors
Illinois
$824K -$16.4K -314 -2%
Wells Fargo
17
Wells Fargo
California
$818K -$202K -3,867 -20%
Jane Street
18
Jane Street
New York
$792K -$381K -7,301 -33%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$703K -$29.5K -565 -4%
SG Americas Securities
20
SG Americas Securities
New York
$646K -$36.6K -700 -6%
WI
21
Wintrust Investments
Illinois
$641K -$14.9K -285 -2%
SFG
22
SNS Financial Group
Minnesota
$553K -$25.9K -495 -5%
CA
23
Cetera Advisors
Colorado
$527K -$6.95K -133 -1%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$475K -$122K -2,337 -21%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$457K -$10.3K -198 -2%