EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

43 hedge funds and large institutions have $89.7M invested in ClearBridge Energy Midstream Opportunity Fund in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+6
Holders Change %
+16.22%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MGAM
McGowan Group Asset Management
Texas
$9.31M
2
GC
Guggenheim Capital
Illinois
$6.46M
3
UBS Group
UBS Group
Switzerland
$5.69M
4
Morgan Stanley
Morgan Stanley
New York
$9.87M
5
Ameriprise
Ameriprise
Minnesota
$4.69M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$11.1M
2
Wells Fargo
Wells Fargo
California
$2.97M
3
SIA
Sit Investment Associates
Minnesota
$7.75M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3.11M
5
DA
Doliver Advisors
Texas
$1.06M
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$294K +$37.1K +629 +14%
Citigroup
27
Citigroup
New York
$264K -$5.78K -98 -2%
OFG
28
OTA Financial Group
New York
$256K +$256K +4,347 New
MFW
29
Mosaic Family Wealth
Missouri
$232K -$14.6K -247 -6%
AG
30
Advisor Group
Arizona
$176K +$158K +2,677 +892%
Creative Planning
31
Creative Planning
Kansas
$155K – – –
Millennium Management
32
Millennium Management
New York
$139K +$139K +2,352 New
DWT
33
Dorsey & Whitney Trust
South Dakota
$133K +$3.84K +65 +3%
TSS
34
Two Sigma Securities
New York
$130K +$130K +2,198 New
FFG
35
Ford Financial Group
California
$126K +$126K +2,000 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$66K +$28.8K +487 +77%
YWP
37
YorkBridge Wealth Partners
New York
$55K – – –
ClearBridge Investments
38
ClearBridge Investments
New York
$51K -$135K -2,280 -73%
SWM
39
SeaCrest Wealth Management
New York
$26K +$26K +436 New
BFEC
40
Benjamin F. Edwards & Company
Missouri
$16K +$479 +8 +3%
PCA
41
Providence Capital Advisors
North Carolina
$15K +$15K +250 New
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$13K +$61 +1 +0.5%
SWP
43
Stratos Wealth Partners
Ohio
$13K +$13K +223 New
IA
44
IFP Advisors
Florida
$4K -$3.33K -50 -45%
Stifel Financial
45
Stifel Financial
Missouri
– -$319K -5,263 Closed
ST
46
Smithfield Trust
Pennsylvania
– -$18K -300 Closed
FANJ
47
Financial Architects (New Jersey)
New Jersey
– -$6K -102 Closed
NFG
48
Next Financial Group
Texas
– -$6K -100 Closed
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