EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

30 hedge funds and large institutions have $90.4M invested in ClearBridge Energy Midstream Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
-4
Holders Change %
-11.76%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
1
Increased
14
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TB
Terril Brothers
Missouri
+$1.86M
2
Wells Fargo
Wells Fargo
California
+$1.81M
3
AAM
Advisors Asset Management
Colorado
+$1.72M
4
SIA
Sit Investment Associates
Minnesota
+$786K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$477K

Top Sellers

1
DA
Doliver Advisors
Texas
-$2.04M
2
Invesco
Invesco
Georgia
-$1.11M
3
Morgan Stanley
Morgan Stanley
New York
-$774K
4
GC
Guggenheim Capital
Illinois
-$652K
5
Citigroup
Citigroup
New York
-$593K
Name Holding Trade Value Shares
Change 		Shares
Change %
MFS
26
MSI Financial Services
Massachusetts
$15K – – –
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$14K – – –
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$13K – – –
FANJ
29
Financial Architects (New Jersey)
New Jersey
$7K – – –
IA
30
IFP Advisors
Florida
$4K – – –
DA
31
Doliver Advisors
Texas
– -$2.04M -31,452 Closed
WS
32
Wedbush Securities
California
– -$142K -2,174 Closed
TJHA
33
Thomas J. Herzfeld Advisors
Florida
– -$82K -1,261 Closed
Deutsche Bank
34
Deutsche Bank
Germany
– -$14K -220 Closed
TRCT
35
Tower Research Capital (TRC)
New York
– -$3K -47 Closed
1
2