EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

36 hedge funds and large institutions have $90.5M invested in ClearBridge Energy Midstream Opportunity Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$11.2M
2
SIA
Sit Investment Associates
Minnesota
$10.4M
3
SG Americas Securities
SG Americas Securities
New York
$2.04M
4
Wells Fargo
Wells Fargo
California
$3.3M
5
WAM
Weiss Asset Management
Massachusetts
$907K

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
$0
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$0
3
GC
Guggenheim Capital
Illinois
$10.4M
4
SI
Stephens Inc
Arkansas
$147K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$89K -$13.9K -221 -14%
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$80K – – –
AIG
28
American International Group
New York
$34K +$12.7K +200 +60%
Creative Planning
29
Creative Planning
Kansas
$22K – – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$17K +$3.75K +60 +28%
MFS
31
MSI Financial Services
Massachusetts
$14K +$6.36K +100 +83%
Deutsche Bank
32
Deutsche Bank
Germany
$13K -$13K -220 -50%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$13K -$13K -200 -50%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$8K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$6K +$6K +90 New
IA
36
IFP Advisors
Florida
$4K +$4K +60 New
CA
37
Cornerstone Advisors
North Carolina
– -$2.27M -31,441 Closed
Bank of Nova Scotia
38
Bank of Nova Scotia
Ontario, Canada
– -$2M -27,647 Closed
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
– -$490K -6,800 Closed
Baird Financial Group
40
Baird Financial Group
Wisconsin
– -$425K -5,889 Closed
DWT
41
Dorsey & Whitney Trust
South Dakota
– -$217K -3,005 Closed
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
– -$181K -2,516 Closed
WP
43
WMS Partners
Maryland
– -$162K -2,253 Closed
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
– -$19K -264 Closed
JIC
45
Joel Isaacson & Co
New York
– -$1K -9 Closed
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