EMO

ClearBridge Energy Midstream Opportunity Fund
EMO

Overview Fund Activity

39 hedge funds and large institutions have $150M invested in ClearBridge Energy Midstream Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
14
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$1.24M
2
SG Americas Securities
SG Americas Securities
New York
+$811K
3
AAM
Advisors Asset Management
Colorado
+$542K
4
GC
Guggenheim Capital
Illinois
+$321K
5
Wells Fargo
Wells Fargo
California
+$313K

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$2.74M
2
BTS
BB&T Securities
Virginia
-$2.2M
3
NCM
Newgate Capital Management
Connecticut
-$1.74M
4
TC
TFS Capital
Pennsylvania
-$1.47M
5
DA
Doliver Advisors
Texas
-$1.39M
Name Holding Trade Value Shares
Change 		Shares
Change %
HB
26
Homrich & Berg
Georgia
$309K +$309K +2,620 New
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$223K +$12.8K +109 +6%
DADC
28
D.A. Davidson & Co
Montana
$153K +$80K +680 +110%
GWS
29
Glassman Wealth Services
Virginia
$71K +$71K +600 New
Deutsche Bank
30
Deutsche Bank
Germany
$63K – – –
US Bancorp
31
US Bancorp
Minnesota
$47K – – –
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$47K – – –
Creative Planning
33
Creative Planning
Kansas
$30K +$4.8K +40 +19%
NPC
34
National Planning Corporation
California
$28.2K +$28.2K +259 New
AIG
35
American International Group
New York
$21.2K +$7.08K +60 +50%
FANJ
36
Financial Architects (New Jersey)
New Jersey
$12K – – –
AWM
37
AllSquare Wealth Management
New York
$12K +$12K +100 New
CCA
38
Catalyst Capital Advisors
New York
$9K +$9K +74 New
WRM
39
Westport Resources Management
Connecticut
$5K +$5K +40 New
NCM
40
Newgate Capital Management
Connecticut
– -$1.74M -14,294 Closed
TC
41
TFS Capital
Pennsylvania
– -$1.47M -12,010 Closed
DA
42
Doliver Advisors
Texas
– -$1.39M -11,362 Closed
Jane Street
43
Jane Street
New York
– -$224K -1,833 Closed
BTS
44
BB&T Securities
Virginia
– -$2.2M -1,807 Closed
WAM
45
Wolverine Asset Management
Illinois
– -$37K -307 Closed
FHA
46
First Horizon Advisors
Tennessee
– -$28K -230 Closed
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
– -$7K -60 Closed
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