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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAM
26
PVG Asset Management
Colorado
$550K +$552K +61,840 New
CIA
27
Capital Investment Advisors
Georgia
$544K
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$516K +$57.2K +6,413 +12%
RCM
29
Rivernorth Capital Management
Florida
$465K +$467K +52,342 New
LCM
30
Landscape Capital Management
New Jersey
$454K +$169K +18,881 +59%
HCM
31
Hollencrest Capital Management
California
$441K +$124K +13,915 +39%
Bank of America
32
Bank of America
North Carolina
$377K -$370K -41,437 -49%
CBB
33
Citizens Business Bank
California
$376K +$377K +42,278 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$235K +$31.6K +3,537 +15%
AWA
35
Arete Wealth Advisors
Illinois
$225K
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$217K +$199K +22,330 +1,087%
JP Morgan Chase
37
JP Morgan Chase
New York
$204K
UR
38
USCA RIA
Texas
$204K +$205K +23,000 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$203K
AIG
40
American International Group
New York
$201K +$22.7K +2,548 +13%
BA
41
BlackRock Advisors
Delaware
$176K -$183K -20,476 -51%
TSS
42
Two Sigma Securities
New York
$171K +$171K +19,186 New
NPC
43
National Planning Corporation
California
$160K -$3.57K -400 -2%
BFM
44
Boothbay Fund Management
New York
$157K +$157K +17,640 New
NL
45
NWAM LLC
Washington
$123K +$2.19K +245 +2%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$121K -$36.9K -4,137 -23%
US Bancorp
47
US Bancorp
Minnesota
$92K
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$66.7K -$2.74M -307,443 -98%
MFS
49
MSI Financial Services
Massachusetts
$57K +$937 +105 +2%
Creative Planning
50
Creative Planning
Kansas
$52K +$15K +1,682 +41%