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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bramshill Investments
Florida
$21.1M +$2.47M +321,134 +14%
PPA
2
Parametric Portfolio Associates
Washington
$13.7M +$176K +22,860 +1%
SCM
3
Saba Capital Management
New York
$13.7M +$5.52M +717,008 +75%
PCM
4
Penserra Capital Management
California
$9.77M +$646K +83,967 +8%
SIA
5
Sit Investment Associates
Minnesota
$7.68M +$1.45M +188,615 +25%
Cohen & Steers
6
Cohen & Steers
New York
$7.53M +$746K +96,924 +12%
Invesco
7
Invesco
Georgia
$7.09M +$105K +13,609 +2%
Morgan Stanley
8
Morgan Stanley
New York
$4.59M -$702K -91,197 -14%
RCM
9
Rivernorth Capital Management
Florida
$2.88M -$1.67M -217,250 -38%
SFS
10
Shaker Financial Services
Virginia
$2.77M -$22.5K -2,926 -0.9%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$2.38M +$49.3K +6,406 +2%
UBS Group
12
UBS Group
Switzerland
$1.64M +$408 +53 +0%
RCM
13
Robinson Capital Management
Michigan
$1.48M
Osaic Holdings
14
Osaic Holdings
Arizona
$1.48M +$11.1K +1,448 +0.8%
MGWM
15
Marks Group Wealth Management
Minnesota
$1.33M
GC
16
Guggenheim Capital
Illinois
$1.23M -$89.5K -11,636 -7%
SAM
17
Selway Asset Management
$1.2M -$13.1K -1,700 -1%
AAM
18
Advisors Asset Management
Colorado
$1.14M -$26.4K -3,425 -2%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$1.01M -$25.4K -3,307 -3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.01M +$650K +84,460 +213%
PAS
21
Park Avenue Securities
New York
$918K +$55.9K +7,262 +7%
SWP
22
Stratos Wealth Partners
Ohio
$874K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$796K +$7.22K +939 +1%
AA
24
AQR Arbitrage
Connecticut
$657K -$237K -30,797 -28%
LPL Financial
25
LPL Financial
California
$601K +$86.8K +11,282 +18%