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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$20.2M -$1.11M -126,453 -5%
Bessemer Group
2
Bessemer Group
New Jersey
$16.8M +$438K +50,000 +3%
TAM
3
Trust Asset Management
Texas
$15.1M -$39.5K -4,507 -0.2%
GC
4
Guggenheim Capital
Illinois
$11.9M -$192K -21,908 -2%
UBS Group
5
UBS Group
Switzerland
$9.9M -$606K -69,131 -5%
SAM
6
Scopus Asset Management
New York
$9.73M +$1.31M +150,000 New
Invesco
7
Invesco
Georgia
$6.45M
AAM
8
Advisors Asset Management
Colorado
$5.2M +$23.1K +2,634 +0.4%
PPA
9
Parametric Portfolio Associates
Washington
$4.83M +$73.9K +8,439 +1%
COLIM
10
City of London Investment Management
United Kingdom
$3.56M
YMRC
11
Yorktown Management & Research Company
Virginia
$3.23M +$1.76M +201,000 +106%
SAM
12
Selway Asset Management
$2.26M +$10.1K +1,150 +0.4%
Morgan Stanley
13
Morgan Stanley
New York
$2.26M -$1.31M -149,921 -35%
HNB
14
Huntington National Bank
Ohio
$2.1M -$2.49M -284,480 Closed
Cohen & Steers
15
Cohen & Steers
New York
$1.81M +$187K +21,305 +11%
SFS
16
Shaker Financial Services
Virginia
$1.79M +$1.15M +131,382 +154%
LCM
17
Landscape Capital Management
New Jersey
$1.44M +$1.06M +120,733 +225%
LPL Financial
18
LPL Financial
California
$1.42M -$123K -13,998 -8%
VIA
19
Vident Investment Advisory
Georgia
$1.25M +$1.32M +150,515 New
Ameriprise
20
Ameriprise
Minnesota
$1.15M -$46.6K -5,324 -4%
BA
21
BlackRock Advisors
Delaware
$1.12M +$611K +69,728 +105%
ICAS
22
Investors Capital Advisory Services
Massachusetts
$978K -$11.4K -1,300 -1%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$722K +$765K +87,336 New
WAM
24
Wolverine Asset Management
Illinois
$693K +$497K +56,674 +208%
DA
25
Doliver Advisors
Texas
$659K -$344K -39,312 -33%