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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.4M +$678K +95,924 +2%
Pathstone Holdings
2
Pathstone Holdings
New Jersey
$9.96M -$3.31M -467,979 -25%
SIA
3
Sit Investment Associates
Minnesota
$9.17M +$2.09M +295,748 +29%
GC
4
Guggenheim Capital
Illinois
$6.88M -$110K -15,542 -2%
Invesco
5
Invesco
Georgia
$6.67M +$382K +54,052 +6%
Cohen & Steers
6
Cohen & Steers
New York
$6.06M
SFS
7
Shaker Financial Services
Virginia
$3.56M -$588K -83,139 -14%
RCM
8
Rivernorth Capital Management
Florida
$2.66M -$2.96M -418,435 -52%
RC
9
Rareview Capital
Nevada
$2.65M +$305K +43,139 +13%
UBS Group
10
UBS Group
Switzerland
$2.59M +$66.5K +9,416 +3%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$2.17M
LPL Financial
12
LPL Financial
California
$2.17M +$111K +15,731 +5%
Brown Advisory
13
Brown Advisory
Maryland
$1.55M
MGWM
14
Marks Group Wealth Management
Minnesota
$1.24M
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.16M -$81K -11,455 -6%
PS
16
Principal Securities
Iowa
$1.15M +$22.5K +3,179 +2%
EIP
17
Easterly Investment Partners
Massachusetts
$1.11M
LIA
18
Luken Investment Analytics
Tennessee
$976K +$44.3K +6,266 +5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$934K -$1.19M -167,687 -56%
Fiera Capital (Canada)
20
Fiera Capital (Canada)
Quebec, Canada
$883K +$99.7K +14,105 +13%
AWA
21
Adapt Wealth Advisors
Georgia
$759K +$765K +108,245 New
SFS
22
Sowell Financial Services
Arkansas
$726K
Osaic Holdings
23
Osaic Holdings
Arizona
$679K +$14 +2 +0%
Raymond James Financial
24
Raymond James Financial
Florida
$483K -$7.67K -1,086 -2%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$466K +$77.5K +10,964 +20%