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EAD

Allspring Income Opportunities Fund
EAD

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22M +$1.44M +217,585 +7%
SIA
2
Sit Investment Associates
Minnesota
$7.56M – – –
RCM
3
Rivernorth Capital Management
Florida
$7.41M +$7.05M +1,062,122 +1,993%
Cohen & Steers
4
Cohen & Steers
New York
$6.63M -$133K -20,000 -2%
Invesco
5
Invesco
Georgia
$4.94M -$442K -66,548 -8%
SFS
6
Shaker Financial Services
Virginia
$4.24M +$439K +66,208 +12%
GC
7
Guggenheim Capital
Illinois
$3.91M +$393K +59,153 +11%
AA
8
AQR Arbitrage
Connecticut
$3.81M -$854K -128,699 -18%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$3.78M +$1.03M +155,872 +38%
COLIM
10
City of London Investment Management
United Kingdom
$3.59M +$431K +65,000 +14%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$2.54M -$46.5K -7,000 -2%
UBS Group
12
UBS Group
Switzerland
$2.19M +$41.9K +6,320 +2%
LPL Financial
13
LPL Financial
California
$2.16M +$494K +74,401 +30%
PPG
14
Peak Planning Group
Colorado
$2.09M +$2.09M +315,491 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.08M +$32.1K +4,845 +2%
Brown Advisory
16
Brown Advisory
Maryland
$1.47M – – –
Osaic Holdings
17
Osaic Holdings
Arizona
$1.43M -$41.6K -6,262 -3%
PS
18
Principal Securities
Iowa
$1.31M +$51.7K +7,795 +4%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.24M -$83K -12,510 -6%
PAS
20
Park Avenue Securities
New York
$1.16M -$2.84K -428 -0.2%
MGWM
21
Marks Group Wealth Management
Minnesota
$1.11M – – –
RC
22
Rareview Capital
Nevada
$1.04M +$81.9K +12,346 +9%
EIP
23
Easterly Investment Partners
Massachusetts
$964K +$97.6K +14,712 +11%
Fiera Capital (Canada)
24
Fiera Capital (Canada)
Quebec, Canada
$758K +$1.94K +292 +0.3%
LCM
25
Landscape Capital Management
New Jersey
$629K -$699K -105,286 -53%
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