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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.9M +$1.09M +162,140 +4%
Pathstone Holdings
2
Pathstone Holdings
New Jersey
$13.3M +$483K +71,758 +4%
SIA
3
Sit Investment Associates
Minnesota
$7.15M -$1.87M -277,727 -22%
GC
4
Guggenheim Capital
Illinois
$7.03M +$386K +57,362 +6%
Invesco
5
Invesco
Georgia
$6.34M +$589K +87,577 +11%
Cohen & Steers
6
Cohen & Steers
New York
$6.11M -$698K -103,646 -11%
RCM
7
Rivernorth Capital Management
Florida
$5.63M -$360K -53,454 -6%
SFS
8
Shaker Financial Services
Virginia
$4.18M +$162K +24,002 +4%
UBS Group
9
UBS Group
Switzerland
$2.54M +$165K +24,567 +7%
RC
10
Rareview Capital
Nevada
$2.34M -$105K -15,589 -4%
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$2.19M
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.12M +$57.5K +8,548 +3%
LPL Financial
13
LPL Financial
California
$2.07M -$201K -29,870 -9%
Brown Advisory
14
Brown Advisory
Maryland
$1.56M
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.25M -$5.19K -771 -0.4%
MGWM
16
Marks Group Wealth Management
Minnesota
$1.25M
PAS
17
Park Avenue Securities
New York
$1.22M -$28.1K -4,179 -2%
PS
18
Principal Securities
Iowa
$1.14M +$34.9K +5,182 +3%
EIP
19
Easterly Investment Partners
Massachusetts
$1.12M
LIA
20
Luken Investment Analytics
Tennessee
$939K +$612K +90,929 +216%
Fiera Capital (Canada)
21
Fiera Capital (Canada)
Quebec, Canada
$790K -$505 -75 -0.1%
SFS
22
Sowell Financial Services
Arkansas
$731K
Osaic Holdings
23
Osaic Holdings
Arizona
$681K +$46.1K +6,846 +8%
Raymond James Financial
24
Raymond James Financial
Florida
$494K -$37.7K -5,600 -7%
Bank of America
25
Bank of America
North Carolina
$451K +$2.98K +442 +0.7%