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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$50M +$13.5M +1,682,579 +37%
UBS Group
2
UBS Group
Switzerland
$20.5M -$936K -116,327 -4%
PPA
3
Parametric Portfolio Associates
Washington
$11M -$45.2K -5,613 -0.4%
SIA
4
Sit Investment Associates
Minnesota
$9.72M +$6.5M +808,453 +198%
VIA
5
Vident Investment Advisory
Georgia
$7.93M +$227K +28,206 +3%
RCM
6
Rivernorth Capital Management
Florida
$7.49M
Invesco
7
Invesco
Georgia
$7.35M +$732K +91,039 +11%
TAM
8
Trust Asset Management
Texas
$5.56M
EVM
9
Eaton Vance Management
Massachusetts
$5.35M
Morgan Stanley
10
Morgan Stanley
New York
$4.77M +$284K +35,335 +6%
Cohen & Steers
11
Cohen & Steers
New York
$3.82M
BlackRock
12
BlackRock
New York
$2.65M +$2.66M +331,180 New
GC
13
Guggenheim Capital
Illinois
$2.6M -$1.66M -206,336 -39%
SFS
14
Shaker Financial Services
Virginia
$2.31M +$119K +14,779 +5%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$2.1M -$12.9K -1,598 -0.6%
RCM
16
Robinson Capital Management
Michigan
$1.68M
SAM
17
Selway Asset Management
$1.55M -$139K -17,230 -8%
LCM
18
Landscape Capital Management
New Jersey
$1.4M -$230K -28,613 -14%
HNB
19
Huntington National Bank
Ohio
$1.25M
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.16M
Ameriprise
21
Ameriprise
Minnesota
$1.05M -$267K -33,160 -20%
LPL Financial
22
LPL Financial
California
$662K +$40.1K +4,985 +6%
ACP
23
Aviance Capital Partners
Florida
$640K +$645K +80,134 New
Walleye Trading
24
Walleye Trading
New York
$586K +$508K +63,111 +619%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$545K +$1.58K +197 +0.3%