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EAD

Allspring Income Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bramshill Investments
Florida
$16.6M +$26.1K +3,800 +0.2%
RCM
2
Rivernorth Capital Management
Florida
$13.2M +$4.62M +672,533 +55%
PPA
3
Parametric Portfolio Associates
Washington
$10.6M +$2.19M +319,637 +27%
PCM
4
Penserra Capital Management
California
$7.37M +$296K +43,192 +4%
SCM
5
Saba Capital Management
New York
$7.02M -$9.77M -1,423,249 -59%
Invesco
6
Invesco
Georgia
$6.59M -$190K -27,618 -3%
Morgan Stanley
7
Morgan Stanley
New York
$5.53M -$1.76M -256,386 -25%
Cohen & Steers
8
Cohen & Steers
New York
$4.13M +$93.7K +13,646 +2%
SFS
9
Shaker Financial Services
Virginia
$2.69M +$1.76M +256,855 +202%
SIA
10
Sit Investment Associates
Minnesota
$1.54M -$515K -75,000 -25%
UBS Group
11
UBS Group
Switzerland
$1.43M -$596K -86,910 -30%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.26M -$19.1K -2,781 -2%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$1.23M +$1.03M +150,617 +612%
MGWM
14
Marks Group Wealth Management
Minnesota
$1.14M +$1.12M +162,945 New
SAM
15
Selway Asset Management
$1.12M -$15.8K -2,300 -1%
GC
16
Guggenheim Capital
Illinois
$1.08M +$491K +71,534 +87%
AAM
17
Advisors Asset Management
Colorado
$1.03M -$5.9K -859 -0.6%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$902K +$17.8K +2,600 +2%
SWP
19
Stratos Wealth Partners
Ohio
$752K +$182K +26,480 +33%
Bank of America
20
Bank of America
North Carolina
$674K -$24.1K -3,516 -4%
PAS
21
Park Avenue Securities
New York
$659K +$102K +14,864 +19%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$608K +$101K +14,739 +21%
Goldman Sachs
23
Goldman Sachs
New York
$578K -$814K -118,545 -59%
SCP
24
Shorepoint Capital Partners
Massachusetts
$562K -$68.6K -10,000 -11%
AA
25
AQR Arbitrage
Connecticut
$534K +$115K +16,810 +28%