PVG Asset Management’s Allspring Income Opportunities Fund EAD Stock Holding History

PVG Asset Management’s Portfolio EAD Stock Details EAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-13,981	Closed	-$110K	–	79
2016 Q2	$110K	Buy	13,981 +1,251	+10%	+$9.69K	0.05%	70
2016 Q1	$96.4K	Sell	12,730 -1,740	-12%	-$12.5K	0.04%	63
2015 Q4	$108K	Sell	14,470 -1,525	-10%	-$11.6K	0.04%	64
2015 Q3	$121K	Sell	15,995 -580	-3%	-$4.62K	0.04%	61
2015 Q2	$137K	Sell	16,575 -695	-4%	-$6.09K	0.04%	58
2015 Q1	$152K	Sell	17,270 -44,570	-72%	-$395K	0.05%	68
2014 Q4	$550K	Buy	+61,840	New	+$552K	0.13%	56

Other funds holding EAD

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PVG Asset Management's EAD Position: Q3 2016 in Review

PVG Asset Management sold out of Allspring Income Opportunities Fund (EAD) in Q3 2016, closing a stake of 13,981 shares — an estimated $110K sold.

PVG Asset Management first reported a position in EAD in Q4 2014 and held it in 7 quarters. The position peaked at $550K in Q4 2014. 59 funds tracked by Wall St. Rank hold EAD as of Q3 2016.

PVG Asset Management reported no remaining Allspring Income Opportunities Fund position as of Q3 2016 after selling out during the quarter.
PVG Asset Management sold 13,981 Allspring Income Opportunities Fund shares in Q3 2016, an estimated $110K.
PVG Asset Management first reported a position in Allspring Income Opportunities Fund in Q4 2014 and held it in 7 quarters.
PVG Asset Management's Allspring Income Opportunities Fund position peaked at $550K in Q4 2014.
59 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q3 2016.

Based on PVG Asset Management's 13F filing for Q3 2016, filed 15 Nov 2016.