National Planning Corporation’s Allspring Income Opportunities Fund EAD Stock Holding History

National Planning Corporation’s Portfolio EAD Stock Details EAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-13,795	Closed	-$97K	–	672
2015 Q4	$97K	Buy	+13,795	New	+$105K	0.01%	691
2015 Q1	–	Sell	-18,295	Closed	-$160K	–	1003
2014 Q4	$160K	Sell	18,295 -400	-2%	-$3.57K	0.01%	744
2014 Q3	$169K	Sell	18,695 -2,300	-11%	-$21.3K	0.01%	684
2014 Q2	$201K	Sell	20,995 -10,800	-34%	-$103K	0.02%	681
2014 Q1	$302K	Sell	31,795 -1,800	-5%	-$16.7K	0.03%	539
2013 Q4	$308K	Sell	33,595 -13,225	-28%	-$120K	0.03%	509
2013 Q3	$422K	Buy	+46,820	New	+$419K	0.04%	391

Other funds holding EAD

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

National Planning Corporation's EAD Position: Q1 2016 in Review

National Planning Corporation sold out of Allspring Income Opportunities Fund (EAD) in Q1 2016, closing a stake of 13,795 shares — an estimated $97K sold.

National Planning Corporation first reported a position in EAD in Q3 2013 and held it in 7 quarters. The position peaked at $422K in Q3 2013. 56 funds tracked by Wall St. Rank hold EAD as of Q1 2016.

National Planning Corporation reported no remaining Allspring Income Opportunities Fund position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 13,795 Allspring Income Opportunities Fund shares in Q1 2016, an estimated $97K.
National Planning Corporation first reported a position in Allspring Income Opportunities Fund in Q3 2013 and held it in 7 quarters.
National Planning Corporation's Allspring Income Opportunities Fund position peaked at $422K in Q3 2013.
56 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.