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DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

57 hedge funds and large institutions have $97.1M invested in Duff & Phelps Utility and Infrastructure Fund in 2016 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 5

21% more funds holding

Funds holding: 47 → 57 (+10)

1.82% more ownership

Funds ownership: 14.65% → 16.47% (+1.8%)

2% more capital invested

Capital invested by funds: $94.8M → $97.1M (+$2.3M)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
57
Holders Change
+10
Holders Change %
+21.28%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
16
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Laurion Capital Management
New York
+$2.8M
2
Citigroup
Citigroup
New York
+$1.9M
3
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$1.84M
4
Morgan Stanley
Morgan Stanley
New York
+$1.35M
5
LCM
Landscape Capital Management
New Jersey
+$1.24M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$1.06M
2
CA
Cornerstone Advisors
North Carolina
-$971K
3
CCM
Coe Capital Management
Illinois
-$541K
4
NMC
Nine Masts Capital
Hong Kong
-$383K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$379K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
26
LPL Financial
California
$574K -$292K -18,842 -34%
Invesco
27
Invesco
Georgia
$568K -$131K -8,468 -19%
ZA
28
Zazove Associates
Nevada
$524K – – –
WAM
29
Weiss Asset Management
Massachusetts
$469K +$470K +30,292 New
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$360K +$19.4K +1,251 +6%
Bank of New York Mellon
31
Bank of New York Mellon
New York
$317K +$9.67K +624 +3%
SFG
32
StrategIQ Financial Group
Indiana
$295K – – –
VKH
33
Virtu KCG Holdings
New York
$259K +$259K +16,710 New
GA
34
Geneva Advisors
Illinois
$233K – – –
Brown Advisory
35
Brown Advisory
Maryland
$232K – – –
SAM
36
SignalPoint Asset Management
Missouri
$216K -$7.22K -466 -3%
WS
37
Wedbush Securities
California
$191K +$191K +12,297 New
TSS
38
Two Sigma Securities
New York
$183K +$183K +11,833 New
JP Morgan Chase
39
JP Morgan Chase
New York
$118K -$362K -23,369 -75%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$101K +$1.21K +78 +1%
IA
41
IFP Advisors
Florida
$65K +$6.2K +400 +10%
TCOV
42
Trust Company of Vermont
Vermont
$62K +$62K +4,000 New
MFS
43
MSI Financial Services
Massachusetts
$58K -$34.3K -2,214 -37%
Creative Planning
44
Creative Planning
Kansas
$58K +$7.75K +500 +15%
GWM
45
Geneos Wealth Management
Colorado
$51K – – –
BWM
46
Baystate Wealth Management
Massachusetts
$39K +$38.8K +2,500 New
AG
47
Advisor Group
Arizona
$36K +$35.7K +2,300 New
DADC
48
D.A. Davidson & Co
Montana
$35K -$11.6K -750 -25%
CBT
49
Central Bank & Trust
Kentucky
$31K +$31K +2,000 New
LNB
50
Ledyard National Bank
$29K – – –
1
2
3

DPG Hedge Fund Activity: Q4 2016 in Review

57 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility and Infrastructure Fund (DPG) for Q4 2016, worth a combined $97.1M — up 2.4% from $94.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new DPG positions and 5 closed out — a net gain of 10 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $2.8M. The largest seller was Wells Fargo, cutting an estimated $1.06M.

  • 57 institutional investors held Duff & Phelps Utility and Infrastructure Fund (DPG) as of Q4 2016, up from 47 in Q3 2016.
  • Funds reported $97.1M of Duff & Phelps Utility and Infrastructure Fund stock for Q4 2016, up 2.4% quarter-over-quarter.
  • 15 funds opened new Duff & Phelps Utility and Infrastructure Fund positions in Q4 2016 and 5 closed out, a net change of +10 holders.
  • The largest Duff & Phelps Utility and Infrastructure Fund buyer in Q4 2016 was Laurion Capital Management, an estimated $2.8M added.
  • The largest Duff & Phelps Utility and Infrastructure Fund seller in Q4 2016 was Wells Fargo, an estimated $1.06M sold.

Based on aggregated 13F filings for Q4 2016.