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DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

47 hedge funds and large institutions have $94.8M invested in Duff & Phelps Utility and Infrastructure Fund in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.41% less ownership

Funds ownership: 15.06% → 14.65% (-0.41%)

3% less capital invested

Capital invested by funds: $98.1M → $94.8M (-$3.24M)

4% less funds holding

Funds holding: 49 → 47 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
17
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DA
Doliver Advisors
Texas
+$1.69M
2
Citigroup
Citigroup
New York
+$1.01M
3
CA
Cornerstone Advisors
North Carolina
+$874K
4
ZA
Zazove Associates
Nevada
+$580K
5
Wells Fargo
Wells Fargo
California
+$530K

Top Sellers

Rank Fund Capital Flow
1
FIMG
Financial & Investment Management Group
Michigan
-$2.35M
2
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$2.12M
3
TB
Terril Brothers
Missouri
-$1.42M
4
Invesco
Invesco
Georgia
-$1.06M
5
Morgan Stanley
Morgan Stanley
New York
-$698K
Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$499K +$501K +29,192 New
NMC
27
Nine Masts Capital
Hong Kong
$383K +$384K +22,400 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$375K -$102K -5,961 -21%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$338K +$340K +19,804 New
Brown Advisory
30
Brown Advisory
Maryland
$256K – – –
GA
31
Geneva Advisors
Illinois
$256K – – –
SAM
32
SignalPoint Asset Management
Missouri
$246K -$25.6K -1,493 -9%
HighTower Advisors
33
HighTower Advisors
Illinois
$177K -$32.3K -1,882 -15%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$110K +$566 +33 +0.5%
MFS
35
MSI Financial Services
Massachusetts
$101K -$5.76K -336 -5%
IA
36
IFP Advisors
Florida
$65K -$7.72K -450 -11%
GWM
37
Geneos Wealth Management
Colorado
$56K +$25.7K +1,500 +83%
Creative Planning
38
Creative Planning
Kansas
$56K +$30K +1,750 +117%
DADC
39
D.A. Davidson & Co
Montana
$52K -$12.6K -735 -19%
LNB
40
Ledyard National Bank
$32K -$39.9K -2,325 -55%
BKA
41
Brick & Kyle Associates
Pennsylvania
$16K – – –
RPG
42
Risk Paradigm Group
Texas
$13.5K – – –
NFG
43
Next Financial Group
Texas
$13K – – –
CB
44
Community Bank
New York
$10K – – –
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$189 +11 +2%
SEI Investments
46
SEI Investments
Pennsylvania
$1K +$549 +32 New
CHP
47
Cable Hill Partners
Oregon
$1K +$1.35K +79 New
Bank of Nova Scotia
48
Bank of Nova Scotia
Ontario, Canada
– -$2.12M -123,744 Closed
TB
49
Terril Brothers
Missouri
– -$1.42M -82,500 Closed
MLL
50
Moody Lynn & Lieberson
Massachusetts
– -$334K -19,450 Closed
1
2
3

DPG Hedge Fund Activity: Q3 2016 in Review

47 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility and Infrastructure Fund (DPG) for Q3 2016, worth a combined $94.8M — down 3.3% from $98.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DPG and 7 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 17 added.

The largest buyer was Doliver Advisors, opening a new position worth an estimated $1.69M. The largest seller was Financial & Investment Management Group, cutting an estimated $2.35M.

  • 47 institutional investors held Duff & Phelps Utility and Infrastructure Fund (DPG) as of Q3 2016, down from 49 in Q2 2016.
  • Funds reported $94.8M of Duff & Phelps Utility and Infrastructure Fund stock for Q3 2016, down 3.3% quarter-over-quarter.
  • 7 funds opened new Duff & Phelps Utility and Infrastructure Fund positions in Q3 2016 and 9 closed out, a net change of -2 holders.
  • The largest Duff & Phelps Utility and Infrastructure Fund buyer in Q3 2016 was Doliver Advisors, an estimated $1.69M added.
  • The largest Duff & Phelps Utility and Infrastructure Fund seller in Q3 2016 was Financial & Investment Management Group, an estimated $2.35M sold.

Based on aggregated 13F filings for Q3 2016.