DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

47 hedge funds and large institutions have $94.8M invested in Duff & Phelps Utility and Infrastructure Fund in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
17
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
1
Doliver Advisors
Texas
$1.69M
2
Citigroup
2
Citigroup
New York
$1.1M
3
CA
3
Cornerstone Advisors
North Carolina
$3.27M
4
ZA
4
Zazove Associates
Nevada
$578K
5
Wells Fargo
5
Wells Fargo
California
$10.6M

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$4.88M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$0
3
TB
3
Terril Brothers
Missouri
$0
4
Invesco
4
Invesco
Georgia
$770K
5
Morgan Stanley
5
Morgan Stanley
New York
$19.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$499K +$499K +29,192 New
NMC
27
Nine Masts Capital
Hong Kong
$383K +$383K +22,400 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$375K -$102K -5,961 -21%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$338K +$338K +19,804 New
GA
30
Geneva Advisors
Illinois
$256K – – –
Brown Advisory
31
Brown Advisory
Maryland
$256K – – –
SAM
32
SignalPoint Asset Management
Missouri
$246K -$25.5K -1,493 -9%
HighTower Advisors
33
HighTower Advisors
Illinois
$177K -$32.1K -1,882 -15%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$110K +$560 +33 +0.5%
MFS
35
MSI Financial Services
Massachusetts
$101K -$5.72K -336 -5%
IA
36
IFP Advisors
Florida
$65K -$7.66K -450 -11%
GWM
37
Geneos Wealth Management
Colorado
$56K +$25.5K +1,500 +83%
Creative Planning
38
Creative Planning
Kansas
$56K +$30.2K +1,750 +117%
DADC
39
D.A. Davidson & Co
Montana
$52K -$12.5K -735 -19%
LNB
40
Ledyard National Bank
$32K -$39.7K -2,325 -55%
BKA
41
Brick & Kyle Associates
Pennsylvania
$16K – – –
RPG
42
Risk Paradigm Group
Texas
$13.5K – – –
NFG
43
Next Financial Group
Texas
$13K – – –
CB
44
Community Bank
New York
$10K – – –
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$196 +11 +2%
SEI Investments
46
SEI Investments
Pennsylvania
$1K +$1K +32 New
CHP
47
Cable Hill Partners
Oregon
$1K +$1K +79 New
Bank of Nova Scotia
48
Bank of Nova Scotia
Ontario, Canada
– -$2.12M -123,744 Closed
TB
49
Terril Brothers
Missouri
– -$1.42M -82,500 Closed
MLL
50
Moody Lynn & Lieberson
Massachusetts
– -$334K -19,450 Closed
1
2
3