DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

45 hedge funds and large institutions have $116M invested in Duff & Phelps Utility and Infrastructure Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$3.55M
2
UBS Group
2
UBS Group
Switzerland
$4.75M
3
Wells Fargo
3
Wells Fargo
California
$15.3M
4
DA
4
Doliver Advisors
Texas
$649K
5
WAM
5
Wolverine Asset Management
Illinois
$1.33M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$22.4M
2
SYBT
2
Stock Yards Bank & Trust
Kentucky
$213K
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1M
4
Deutsche Bank
4
Deutsche Bank
Germany
$68K
5
SWP
5
Stratos Wealth Partners
Ohio
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$254K -$23.9K -1,348 -9%
HighTower Advisors
27
HighTower Advisors
Illinois
$239K +$39.1K +2,207 +20%
RTS
28
Round Table Services
New Jersey
$216K +$216K +12,200 New
SYBT
29
Stock Yards Bank & Trust
Kentucky
$213K -$280K -15,800 -57%
Northern Trust
30
Northern Trust
Illinois
$188K +$188K +10,600 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$185K +$44.9K +2,531 +32%
MFS
32
MSI Financial Services
Massachusetts
$123K -$4.97K -281 -4%
CFSG
33
Community Financial Services Group
Vermont
$123K – – –
FFC
34
First Financial Corp
Indiana
$84K – – –
Deutsche Bank
35
Deutsche Bank
Germany
$68K -$219K -12,615 -76%
US Bancorp
36
US Bancorp
Minnesota
$53K +$48.6K +2,750 +1,100%
DADC
37
D.A. Davidson & Co
Montana
$50K – – –
TJHA
38
Thomas J. Herzfeld Advisors
Florida
$43K – – –
LWA
39
Lowe Wealth Advisors
Maryland
$37K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$27K – – –
RPG
41
Risk Paradigm Group
Texas
$14K – – –
TRCT
42
Tower Research Capital (TRC)
New York
$8K +$8K +430 New
NFG
43
Next Financial Group
Texas
$7K – – –
LFR
44
Lehman Financial Resources
Pennsylvania
$4K – – –
AIG
45
American International Group
New York
$851 – – –
SWP
46
Stratos Wealth Partners
Ohio
– -$217K -10,912 Closed
Creative Planning
47
Creative Planning
Kansas
– -$20K -1,000 Closed
BFEC
48
Benjamin F. Edwards & Company
Missouri
– -$11K -545 Closed
EWM
49
Evercore Wealth Management
New York
– -$3K -150 Closed
MA
50
MUFG Americas
New York
– -$3K -134 Closed
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2
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