DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

48 hedge funds and large institutions have $140M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$31.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$25.2M
3
GC
3
Guggenheim Capital
Illinois
$14M
4
DA
4
Doliver Advisors
Texas
$1.23M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.33M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$2.72M
2
CA
2
Cornerstone Advisors
North Carolina
$3.5M
3
Wells Fargo
3
Wells Fargo
California
$18.6M
4
Invesco
4
Invesco
Georgia
$10.9M
5
Bank of America
5
Bank of America
North Carolina
$956K
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$244K – – –
Goldman Sachs
27
Goldman Sachs
New York
$230K +$230K +10,632 New
WS
28
Wedbush Securities
California
$215K -$11.7K -538 -5%
Deutsche Bank
29
Deutsche Bank
Germany
$210K – – –
CFSG
30
Community Financial Services Group
Vermont
$150K – – –
MFS
31
MSI Financial Services
Massachusetts
$132K -$41.5K -1,915 -24%
FFC
32
First Financial Corp
Indiana
$103K – – –
DADC
33
D.A. Davidson & Co
Montana
$61K +$36.7K +1,700 +151%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$52K – – –
LWA
35
Lowe Wealth Advisors
Maryland
$46K +$46K +2,116 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$36K – – –
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$32K – – –
NES
38
New England Securities
New York
$25K – – –
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$23K +$1.24K +57 +6%
ECM
40
Exchange Capital Management
Michigan
$22K +$11K +500 +100%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$20K +$5.82K +275 +41%
Creative Planning
42
Creative Planning
Kansas
$14K +$14K +633 New
NFG
43
Next Financial Group
Texas
$9K -$5.05K -228 -36%
BRWM
44
B. Riley Wealth Management
Tennessee
$7K +$104 +5 +2%
US Bancorp
45
US Bancorp
Minnesota
$5K – – –
LFR
46
Lehman Financial Resources
Pennsylvania
$5K – – –
MA
47
MUFG Americas
New York
$2K – – –
AIG
48
American International Group
New York
$1.04K – – –
WAM
49
Wolverine Asset Management
Illinois
– -$15K -726 Closed
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