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WisdomTree US SmallCap Dividend Fund
DES

293 hedge funds and large institutions have $867M invested in WisdomTree US SmallCap Dividend Fund in 2019 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 97 increasing their positions, 84 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

567% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 9

155% more call options, than puts

Call options by funds: $525K | Put options by funds: $206K

19% more funds holding

Funds holding: 246 → 293 (+47)

15% more repeat investments, than reductions

Existing positions increased: 97 | Existing positions reduced: 84

10% more capital invested

Capital invested by funds: $792M → $867M (+$75.3M)

1.53% more ownership

Funds ownership: 37.58% → 39.11% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
293
Holders Change
+47
Holders Change %
+19.11%
% of All Funds
5.77%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
60
Increased
97
Reduced
84
Closed
9
Calls
$525K
Puts
$206K
Net Calls
+$319K
Net Calls Change
+$119K

Top Buyers

Rank Fund Capital Flow
1
BFPW
BOK Financial Private Wealth
Colorado
+$6.22M
2
LPL Financial
LPL Financial
California
+$3.64M
3
Creative Planning
Creative Planning
Kansas
+$3.2M
4
Morgan Stanley
Morgan Stanley
New York
+$2.66M
5
AAS
Avantax Advisory Services
Texas
+$1.86M

Top Sellers

Rank Fund Capital Flow
1
M&T Bank
M&T Bank
New York
-$12.4M
2
Bank of America
Bank of America
North Carolina
-$2.48M
3
PFM
Parsec Financial Management
North Carolina
-$2.35M
4
PP
Palladium Partners
Virginia
-$1.75M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.54M
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
151
Hengehold Capital Management
Ohio
$455K -$8.78K -315 -2%
CFO
152
CVA Family Office
Colorado
$444K +$431K +15,470 New
PLFAM
153
Pineno Levin & Ford Asset Management
Virginia
$434K – – –
GWM
154
Geneos Wealth Management
Colorado
$433K -$16.1K -577 -4%
TRCT
155
Tower Research Capital (TRC)
New York
$426K -$1.03M -36,884 -71%
HW
156
Hancock Whitney
Mississippi
$422K +$8.76K +314 +2%
FWCM
157
Ferguson Wellman Capital Management
Oregon
$420K -$63.6K -2,280 -13%
WT
158
Whittier Trust
California
$413K – – –
PFGIA
159
Patriot Financial Group Insurance Agency
Massachusetts
$401K -$125K -4,475 -24%
FAAS
160
First Allied Advisory Services
California
$399K +$25.2K +905 +7%
DWT
161
Dorsey & Whitney Trust
South Dakota
$398K – – –
PSF
162
Pacific Sun Financial
California
$395K +$5.02K +180 +1%
HWM
163
Howard Wealth Management
Connecticut
$394K +$384K +13,762 New
SAM
164
SignalPoint Asset Management
Missouri
$380K -$10.7K -383 -3%
William Blair & Company
165
William Blair & Company
Illinois
$376K +$335 +12 +0.1%
AF
166
Advisornet Financial
Minnesota
$364K -$9.12K -327 -3%
CFG
167
Capstone Financial Group
Oklahoma
$344K +$334K +11,991 New
CCM
168
Colorado Capital Management
Colorado
$341K – – –
PWM
169
PBMares Wealth Management
Virginia
$341K +$331K +11,885 New
AT
170
Arden Trust
Delaware
$335K -$10K -359 -3%
PAMG
171
Patton Albertson Miller Group
Tennessee
$332K +$1.98K +71 +0.6%
JMPWA
172
JP Morgan Private Wealth Advisors
California
$319K +$310K +11,112 New
TFS
173
Thoroughbred Financial Services
Tennessee
$313K +$13.7K +493 +5%
ACWM
174
Adams Chetwood Wealth Management
North Carolina
$311K +$303K +10,848 New
NFG
175
Next Financial Group
Texas
$308K +$10K +360 +3%
5 6
7
8 9

DES Hedge Fund Activity: Q4 2019 in Review

293 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2019, worth a combined $867M — up 9.5% from $792M a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new DES positions and 9 closed out — a net gain of 51 holders — while 97 added to existing stakes and 84 trimmed.

The largest buyer was BOK Financial Private Wealth, adding an estimated $6.22M. The largest seller was M&T Bank, exiting entirely with an estimated $12.4M sold.

  • 293 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2019, up from 246 in Q3 2019.
  • Funds reported $867M of WisdomTree US SmallCap Dividend Fund stock for Q4 2019, up 9.5% quarter-over-quarter.
  • 60 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2019 and 9 closed out, a net change of +51 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2019 was BOK Financial Private Wealth, an estimated $6.22M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2019 was M&T Bank, an estimated $12.4M sold.

Based on aggregated 13F filings for Q4 2019.