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WisdomTree US SmallCap Dividend Fund

175 hedge funds and large institutions have $741M invested in WisdomTree US SmallCap Dividend Fund in 2016 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

230% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 10

64% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 42

33% more funds holding in top 10

Funds holding in top 10: 912 (+3)

24% more capital invested

Capital invested by funds: $598M → $741M (+$143M)

13% more funds holding

Funds holding: 155175 (+20)

1.91% more ownership

Funds ownership: 110.55%112.47% (+1.9%)

52% less call options, than puts

Call options by funds: $783K | Put options by funds: $1.63M

Holders
175
Holders Change
+20
Holders Change %
+12.9%
% of All Funds
4.38%
Holding in Top 10
12
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+33.33%
% of All Funds
0.3%
New
33
Increased
69
Reduced
42
Closed
10
Calls
$783K
Puts
$1.63M
Net Calls
-$847K
Net Calls Change
-$1.34M
Name Holding Trade Value Shares
Change
Change in
Stake
IWA
76
Intercontinental Wealth Advisors
Texas
$1.03M +$509K +19,707 +111%
GLRA
77
Gerald L. Ray & Associates
Texas
$984K +$2.25K +87 +0.2%
FFA
78
Fragasso Financial Advisors
Pennsylvania
$909K -$89.1K -3,450 -9%
HFS
79
HL Financial Services
Kentucky
$885K +$143K +5,544 +21%
Invesco
80
Invesco
Georgia
$839K +$63.7K +2,466 +9%
CAN
81
Cetera Advisor Networks
California
$834K +$96.1K +3,720 +14%
WP
82
WealthSource Partners
California
$822K +$23.6K +912 +3%
FIM
83
Freedom Investment Management
Connecticut
$780K +$38.1K +1,476 +6%
CWM
84
Concert Wealth Management
California
$743K +$130K +5,022 +23%
Goldman Sachs
85
Goldman Sachs
New York
$739K -$2.82M -109,095 -80%
CASB
86
Cape Ann Savings Bank
Massachusetts
$736K -$47.9K -1,854 -6%
JP Morgan Chase
87
JP Morgan Chase
New York
$734K +$40.6K +1,572 +6%
VA
88
Valmark Advisers
Ohio
$710K +$66.6K +2,577 +11%
FAAS
89
First Allied Advisory Services
California
$681K +$72.2K +2,796 +13%
BFPW
90
BOK Financial Private Wealth
Colorado
$649K -$246K -9,507 -29%
1GA
91
1st Global Advisors
Texas
$616K -$38.3K -1,482 -6%
MWP
92
Moller Wealth Partners
$590K
NFG
93
Next Financial Group
Texas
$540K +$7.75K +300 +2%
GWM
94
Geneos Wealth Management
Colorado
$538K -$1.71K -66 -0.3%
HHGA
95
Halbert Hargrove Global Advisors
California
$528K
TCOV
96
Trust Company of Vermont
Vermont
$513K +$53.2K +2,058 +12%
RCAG
97
Rehmann Capital Advisory Group
Michigan
$508K +$9.15K +354 +2%
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$499K -$17.9K -693 -4%
PLFAM
99
Pineno Levin & Ford Asset Management
Virginia
$499K
JFA
100
JNBA Financial Advisors
Minnesota
$492K +$461K +17,850 New

DES Hedge Fund Activity: Q4 2016 in Review

175 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q4 2016, worth a combined $741M — up 24% from $598M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new DES positions and 10 closed out — a net gain of 23 holders — while 69 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.7M. The largest seller was Merriman Wealth Management, exiting entirely with an estimated $6.45M sold.

  • 175 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q4 2016, up from 155 in Q3 2016.
  • Funds reported $741M of WisdomTree US SmallCap Dividend Fund stock for Q4 2016, up 24% quarter-over-quarter.
  • 33 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q4 2016 and 10 closed out, a net change of +23 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q4 2016 was Morgan Stanley, an estimated $13.7M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q4 2016 was Merriman Wealth Management, an estimated $6.45M sold.

Based on aggregated 13F filings for Q4 2016.