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WisdomTree US SmallCap Dividend Fund
DES

115 hedge funds and large institutions have $372M invested in WisdomTree US SmallCap Dividend Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 45 increasing their positions, 36 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

35% more call options, than puts

Call options by funds: $7.79M | Put options by funds: $5.78M

25% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 36

6% more funds holding

Funds holding: 109 → 115 (+6)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

2% less capital invested

Capital invested by funds: $378M → $372M (-$6.56M)

3.63% less ownership

Funds ownership: 108.73% → 105.1% (-3.6%)

Holders
115
Holders Change
+6
Holders Change %
+5.5%
% of All Funds
3.32%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.12%
New
10
Increased
45
Reduced
36
Closed
4
Calls
$7.79M
Puts
$5.78M
Net Calls
+$2.01M
Net Calls Change
+$3.99M

Top Buyers

Rank Fund Capital Flow
1
CLA
Cranberry Lake Advisors
Texas
+$6.73M
2
JWM
Jacobus Wealth Management
Wisconsin
+$5.04M
3
SWM
SVA Wealth Management
Wisconsin
+$2.63M
4
VCAM
Valentine Capital Asset Management
California
+$2.12M
5
Wells Fargo
Wells Fargo
California
+$1.94M

Top Sellers

Rank Fund Capital Flow
1
HCM
Hengehold Capital Management
Ohio
-$12.1M
2
LYV
Live Your Vision
Pennsylvania
-$6.69M
3
AP
Advisors Preferred
Maryland
-$4.49M
4
OCG
Opus Capital Group
Ohio
-$3.88M
5
Bank of America
Bank of America
North Carolina
-$3.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
51
Cetera Advisors
Colorado
$767K +$215K +9,687 +40%
BF
52
BOK Financial
Oklahoma
$756K +$247K +11,130 +50%
V
53
Veritable
Delaware
$734K – – –
TT
54
Tower Trust
Indiana
$732K -$445K -20,055 -38%
Jane Street
55
Jane Street
New York
$725K +$707K +31,851 New
HCM
56
Hengehold Capital Management
Ohio
$715K -$12.1M -543,585 -95%
FAAS
57
First Allied Advisory Services
California
$699K -$228K -10,248 -25%
SF
58
Synovus Financial
Georgia
$695K -$25.3K -1,140 -4%
Deutsche Bank
59
Deutsche Bank
Germany
$637K +$65.3K +2,940 +12%
1GA
60
1st Global Advisors
Texas
$623K +$57.9K +2,607 +11%
MFS
61
MSI Financial Services
Massachusetts
$611K -$15.3K -690 -3%
SCA
62
Stillwater Capital Advisors
Pennsylvania
$602K – – –
SGCA
63
Steel Grove Capital Advisors
Tennessee
$578K +$296K +13,323 +110%
CWM
64
Concert Wealth Management
California
$572K +$22K +990 +4%
IT
65
Investors Trust
Texas
$542K – – –
MIH
66
Madison Investment Holdings
Wisconsin
$526K – – –
PAG
67
Private Advisor Group
New Jersey
$513K +$400 +18 +0.1%
Ameriprise
68
Ameriprise
Minnesota
$498K +$244K +10,995 +101%
FSA
69
Financial Sense Advisors
California
$492K +$481K +21,651 New
KFP
70
Keystone Financial Planning
Ohio
$484K -$2.17M -97,749 -82%
ACM
71
Aviance Capital Management
Florida
$479K +$325K +14,637 +228%
EWM
72
Evermay Wealth Management
Virginia
$471K – – –
EWM
73
Empirical Wealth Management
Washington
$455K +$27.1K +1,221 +7%
SC
74
Scotia Capital
Ontario, Canada
$439K – – –
AIG
75
American International Group
New York
$416K -$224K -10,089 -36%
1 2
3
4 5

DES Hedge Fund Activity: Q1 2014 in Review

115 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2014, worth a combined $372M — down 1.7% from $378M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DES positions and 4 closed out — a net gain of 6 holders — while 45 added to existing stakes and 36 trimmed.

The largest buyer was Cranberry Lake Advisors, opening a new position worth an estimated $6.73M. The largest seller was Hengehold Capital Management, cutting an estimated $12.1M.

  • 115 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2014, up from 109 in Q4 2013.
  • Funds reported $372M of WisdomTree US SmallCap Dividend Fund stock for Q1 2014, down 1.7% quarter-over-quarter.
  • 10 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2014 and 4 closed out, a net change of +6 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2014 was Cranberry Lake Advisors, an estimated $6.73M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2014 was Hengehold Capital Management, an estimated $12.1M sold.

Based on aggregated 13F filings for Q1 2014.