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WisdomTree US SmallCap Dividend Fund
DES

87 hedge funds and large institutions have $328M invested in WisdomTree US SmallCap Dividend Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

153% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 17

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

18% more capital invested

Capital invested by funds: $278M → $328M (+$50.4M)

12% more funds holding

Funds holding: 78 → 87 (+9)

9.92% less ownership

Funds ownership: 122.45% → 112.53% (-9.9%)

52% less call options, than puts

Call options by funds: $620K | Put options by funds: $1.28M

Holders
87
Holders Change
+9
Holders Change %
+11.54%
% of All Funds
2.82%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
14
Increased
43
Reduced
17
Closed
4
Calls
$620K
Puts
$1.28M
Net Calls
-$663K
Net Calls Change
+$241K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$5.68M
2
Wells Fargo
Wells Fargo
California
+$5.46M
3
PP
Palladium Partners
Virginia
+$4.39M
4
U
UBS
Switzerland
+$4.36M
5
EM
EnTrustPermal Management
New York
+$3.8M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$5.96M
2
IT
Investors Trust
Texas
-$3.16M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.14M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.08M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$383K
Name Holding Trade Value Shares
Change 		Change in
Stake
WSTAM
26
Wilbanks Smith & Thomas Asset Management
Virginia
$2.09M +$283K +13,770 +16%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$2.07M +$1.19M +57,879 +140%
AIM
28
Aspen Investment Management
Michigan
$2.04M +$2.47K +120 +0.1%
BFG
29
Beacon Financial Group
Texas
$1.98M +$1.95M +94,896 New
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$1.96M +$1.93M +94,101 New
SB
31
Suntrust Banks
Georgia
$1.65M +$56.5K +2,748 +4%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$1.49M -$1.08M -52,530 -42%
VFS
33
VSR Financial Services
Kansas
$1.38M +$207K +10,059 +18%
WC
34
Whitnell & Co
Illinois
$1.27M – – –
OIA
35
Optimum Investment Advisors
Illinois
$1.23M +$1.21M +59,082 New
CAL
36
Capital Analysts LLC
Pennsylvania
$1.21M -$6.41K -312 -0.5%
NEIRG
37
New England Investment & Retirement Group
Massachusetts
$1.19M +$1.17M +56,784 New
RJA
38
Raymond James & Associates
Florida
$1.17M +$475K +23,121 +71%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$1.11M +$493K +23,982 +82%
SNC
40
Stifel Nicolaus & Co
Missouri
$1.1M +$187K +9,090 +21%
MWP
41
Moller Wealth Partners
$1.08M +$1.67K +81 +0.2%
FCI
42
Financial Counselors Inc
Kansas
$1.04M +$241K +11,742 +31%
WCM
43
Wisconsin Capital Management
Wisconsin
$956K -$24.7K -1,200 -3%
Deutsche Bank
44
Deutsche Bank
Germany
$896K +$492K +23,952 +126%
Invesco
45
Invesco
Georgia
$886K +$140K +6,795 +19%
TT
46
Tower Trust
Indiana
$863K +$237K +11,511 +39%
Comerica Bank
47
Comerica Bank
Texas
$769K +$758K +36,858 New
FAAS
48
First Allied Advisory Services
California
$743K +$309K +15,048 +73%
V
49
Veritable
Delaware
$674K -$339K -16,500 -34%
SF
50
Synovus Financial
Georgia
$664K +$16K +780 +3%
1
2
3 4

DES Hedge Fund Activity: Q3 2013 in Review

87 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q3 2013, worth a combined $328M — up 18% from $278M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new DES positions and 4 closed out — a net gain of 10 holders — while 43 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.68M. The largest seller was Susquehanna International Group, cutting an estimated $5.96M.

  • 87 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q3 2013, up from 78 in Q2 2013.
  • Funds reported $328M of WisdomTree US SmallCap Dividend Fund stock for Q3 2013, up 18% quarter-over-quarter.
  • 14 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q3 2013 and 4 closed out, a net change of +10 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q3 2013 was Morgan Stanley, an estimated $5.68M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q3 2013 was Susquehanna International Group, an estimated $5.96M sold.

Based on aggregated 13F filings for Q3 2013.