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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LS
126
Lattice Strategies
Pennsylvania
$494K -$148K -3,136 -23%
SFFS
127
Stonehage Fleming Financial Services
Jersey
$473K
CWM
128
Concert Wealth Management
California
$453K +$117K +2,476 +8%
NFG
129
Next Financial Group
Texas
$433K +$107K +2,257 +33%
RIA
130
Regal Investment Advisors
Michigan
$410K +$405K +8,575 New
BAAM
131
Baker Avenue Asset Management
California
$384K -$266K -5,640 -41%
Goldman Sachs
132
Goldman Sachs
New York
$382K +$139K +2,948 +58%
Creative Planning
133
Creative Planning
Kansas
$379K +$21.4K +454 +6%
WEC
134
Winslow Evans & Crocker
Massachusetts
$350K +$6.14K +130 +2%
JWM
135
Jacobus Wealth Management
Wisconsin
$331K
NFA
136
Nationwide Fund Advisors
Ohio
$300K +$296K +6,275 New
VA
137
Valmark Advisers
Ohio
$292K +$289K +6,117 New
TU
138
TDAM USA
Ontario, Canada
$291K +$288K +6,100 New
CAN
139
Cetera Advisor Networks
California
$289K +$285K +6,033 New
SAM
140
SignalPoint Asset Management
Missouri
$282K +$47.6K +1,007 +21%
ED
141
Exane Derivatives
France
$267K -$237K -5,016 -47%
CA
142
Cetera Advisors
Colorado
$254K +$250K +5,287 New
KWMG
143
King Wealth Management Group
Florida
$252K -$37.8K -800 -13%
GIA
144
Granite Investment Advisors
New Hampshire
$250K
HFS
145
HL Financial Services
Kentucky
$250K +$247K +5,236 New
BTS
146
BB&T Securities
Virginia
$237K -$26.9K -569 -10%
DC
147
Davenport & Co
Virginia
$229K -$1.87M -39,615 -89%
JGUA
148
John G. Ullman & Associates
New York
$229K +$23.3K +494 +11%
DWA
149
Dorsey Wright & Associates
California
$221K -$302K -6,383 -58%
BUB
150
BBVA USA Bancshares
Texas
$219K