Exane Derivatives’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-1,819	Closed	-$151K	–	1033
2021 Q4	$151K	Sell	1,819 -105	-5%	-$8.99K	0.04%	394
2021 Q3	$164K	Sell	1,924 -224	-10%	-$19.3K	0.04%	436
2021 Q2	$184K	Hold	2,148	–	–	0.04%	430
2021 Q1	$179K	Sell	2,148 -85	-4%	-$7.35K	0.05%	318
2020 Q4	$185K	Sell	2,233 -117	-5%	-$8.83K	0.06%	317
2020 Q3	$162K	Sell	2,350 -4,120	-64%	-$273K	0.05%	230
2020 Q2	$391K	Buy	6,470 +266	+4%	+$14.6K	0.12%	170
2020 Q1	$297K	Buy	6,204 +4,108	+196%	+$223K	0.1%	159
2019 Q4	$120K	Sell	2,096 -180	-8%	-$9.69K	0.02%	297
2019 Q3	$119K	Hold	2,276	–	–	0.02%	303
2019 Q2	$120K	Sell	2,276 -159	-7%	-$8.33K	0.02%	313
2019 Q1	$127K	Buy	2,435 +161	+7%	+$8.17K	0.03%	269
2018 Q4	$106K	Sell	2,274 -231	-9%	-$11.6K	0.02%	315
2018 Q3	$135K	Sell	2,505 -235	-9%	-$12.6K	0.03%	291
2018 Q2	$145K	Hold	2,740	–	–	0.03%	289
2018 Q1	$140K	Sell	2,740 -124	-4%	-$6.46K	0.03%	261
2017 Q4	$145K	Buy	2,864 +15	+0.5%	+$772	0.03%	261
2017 Q3	$145K	Sell	2,849 -188	-6%	-$9.52K	0.04%	219
2017 Q2	$151K	Buy	+3,037	New	+$149K	0.04%	225
2017 Q1	–	Sell	-3,358	Closed	-$153K	–	600
2016 Q4	$153K	Sell	3,358 -1,282	-28%	-$58.5K	0.04%	211
2016 Q3	$215K	Sell	4,640 -392	-8%	-$17.9K	0.04%	201
2016 Q2	$219K	Buy	5,032 +194	+4%	+$8.42K	0.04%	195
2016 Q1	$209K	Buy	4,838 +602	+14%	+$24.9K	0.03%	190
2015 Q4	$183K	Sell	4,236 -148	-3%	-$6.78K	0.03%	165
2015 Q3	$196K	Sell	4,384 -700	-14%	-$32.5K	0.03%	188
2015 Q2	$242K	Sell	5,084 -500	-9%	-$24.3K	0.03%	194
2015 Q1	$267K	Sell	5,584 -5,016	-47%	-$237K	0.03%	187
2014 Q4	$497K	Buy	+10,600	New	+$519K	0.08%	144