TDAM USA’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

TDAM USA’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-5,400	Closed	-$233K	–	380
2016 Q1	$233K	Sell	5,400 -700	-11%	-$29K	0.01%	334
2015 Q4	$264K	Hold	6,100	–	–	0.01%	327
2015 Q3	$273K	Hold	6,100	–	–	0.01%	324
2015 Q2	$290K	Hold	6,100	–	–	0.01%	335
2015 Q1	$291K	Buy	+6,100	New	+$288K	0.01%	355

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $16B AUM 29.1% 1-Year Est. Return

TDAM USA's CWB Position: Q2 2016 in Review

TDAM USA sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q2 2016, closing a stake of 5,400 shares — an estimated $233K sold.

TDAM USA first reported a position in CWB in Q1 2015 and held it in 5 quarters. The position peaked at $291K in Q1 2015. 183 funds tracked by Wall St. Rank hold CWB as of Q2 2016.

TDAM USA reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q2 2016 after selling out during the quarter.
TDAM USA sold 5,400 State Street SPDR Bloomberg Convertible Securities ETF shares in Q2 2016, an estimated $233K.
TDAM USA first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q1 2015 and held it in 5 quarters.
TDAM USA's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $291K in Q1 2015.
183 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q2 2016.

Based on TDAM USA's 13F filing for Q2 2016, filed 4 Aug 2016.