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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
NSLI
1
Nan Shan Life Insurance
Taiwan
$234M +$168M +3,461,647 +237%
Morgan Stanley
2
Morgan Stanley
New York
$180M +$63M +1,297,773 +52%
IG
3
ING Group
Netherlands
$143M -$48.5M -1,000,000 -25%
Bank of America
4
Bank of America
North Carolina
$108M +$3.22M +66,351 +3%
QI
5
QS Investors
New York
$106M +$3.42M +70,582 +3%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$97.6M -$5.76M -118,676 -5%
Wells Fargo
7
Wells Fargo
California
$77.1M +$17.5M +360,116 +29%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$44.4M +$3.31M +68,127 +8%
UBS Group
9
UBS Group
Switzerland
$38.1M +$2.83M +58,342 +8%
IA
10
IndexIQ Advisors
New York
$35.3M -$4.76M -98,210 -12%
Canada Pension Plan Investment Board
11
Canada Pension Plan Investment Board
Ontario, Canada
$23.8M +$24.3M +500,000 New
FAAS
12
First Allied Advisory Services
California
$20.2M +$12.3M +253,741 +149%
HNB
13
Huntington National Bank
Ohio
$18M -$18.6M -382,489 Closed
LPL Financial
14
LPL Financial
California
$17.4M +$2.6M +53,560 +17%
Ameriprise
15
Ameriprise
Minnesota
$17.4M +$5.67M +116,866 +47%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$16.4M +$8.05M +166,011 +93%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$15.3M -$16.3M -335,794 -51%
JIR
18
James Investment Research
Ohio
$15M +$15.3M +316,099 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$14.9M -$7.48M -154,115 -33%
BlackRock
20
BlackRock
New York
$13.7M
GC
21
Guggenheim Capital
Illinois
$13.5M -$695K -14,321 -5%
Lazard Asset Management
22
Lazard Asset Management
New York
$13.2M
Prudential Financial
23
Prudential Financial
New Jersey
$12.7M +$8.84M +182,260 +217%
RJA
24
Raymond James & Associates
Florida
$10.9M +$2.49M +51,342 +29%
TCM
25
Tuttle Capital Management
Connecticut
$10.6M +$10.9M +223,847 New