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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$288M +$283M +5,787,382 +1,667%
Deutsche Bank
2
Deutsche Bank
Germany
$200M -$30.3M -619,789 -13%
Morgan Stanley
3
Morgan Stanley
New York
$166M -$20.7M -422,458 -11%
IG
4
ING Group
Netherlands
$164M +$19.6M +400,000 +13%
Bank of America
5
Bank of America
North Carolina
$103M -$27.8M -567,617 -21%
QI
6
QS Investors
New York
$95M +$3.17M +64,770 +3%
Wells Fargo
7
Wells Fargo
California
$60.1M -$17.1M -349,064 -21%
PNAA
8
Pictet North America Advisors
Switzerland
$54.6M -$474K -9,680 -0.8%
IA
9
IndexIQ Advisors
New York
$46.1M +$317K +6,474 +0.7%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$39.7M +$2.74M +55,982 +7%
UBS Group
11
UBS Group
Switzerland
$39.2M +$40.9M +836,252 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$36.3M +$1.94M +39,601 +5%
LMIM
13
Lockheed Martin Investment Management
Maryland
$28M
HNB
14
Huntington National Bank
Ohio
$20.1M
TAG
15
Tactical Allocation Group
Michigan
$17.5M -$5.48M -111,865 -23%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$16.3M -$8.18M -167,065 -32%
GC
17
Guggenheim Capital
Illinois
$15.2M -$963K -19,662 -6%
JIR
18
James Investment Research
Ohio
$14.1M
BlackRock
19
BlackRock
New York
$13.5M
LPL Financial
20
LPL Financial
California
$12.2M -$1.27M -26,024 -9%
Lazard Asset Management
21
Lazard Asset Management
New York
$12.1M
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$11.8M +$2.43M +49,596 +25%
Bessemer Group
23
Bessemer Group
New Jersey
$10.7M +$10.5M +215,402 +1,680%
SG Americas Securities
24
SG Americas Securities
New York
$10.3M
PA
25
Pinnacle Associates
New York
$10.3M +$350K +7,158 +3%