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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$214M +$12.5M +237,739 +6%
Morgan Stanley
2
Morgan Stanley
New York
$194M +$8.3M +157,190 +4%
Wells Fargo
3
Wells Fargo
California
$170M +$17.3M +328,545 +11%
MFM
4
MD Financial Management
Ontario, Canada
$87.6M +$10.1M +192,188 +13%
Deutsche Bank
5
Deutsche Bank
Germany
$80.3M +$12.4M +235,115 +18%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$79.4M +$3.62M +68,664 +5%
UBS Group
7
UBS Group
Switzerland
$70.7M +$11.3M +214,323 +19%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$69.3M +$4.04M +76,475 +6%
Ameriprise
9
Ameriprise
Minnesota
$67.5M +$3.71M +70,322 +6%
QI
10
QS Investors
New York
$63.5M -$2.4M -45,512 -4%
IA
11
IndexIQ Advisors
New York
$60.2M +$38.2M +724,017 +176%
CCA
12
Conservest Capital Advisors
Pennsylvania
$44.4M +$44.2M +837,534 New
LPL Financial
13
LPL Financial
California
$41.7M -$6.63M -125,620 -14%
PWAG
14
Polaris Wealth Advisory Group
California
$41.1M -$135K -2,567 -0.3%
Prudential Financial
15
Prudential Financial
New Jersey
$40.7M -$4.21M -79,700 -9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$40.7M +$11.2M +213,141 +38%
State Street
17
State Street
Massachusetts
$36.9M -$8.63M -163,436 -19%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$35.7M +$25M +473,812 +237%
RJA
19
Raymond James & Associates
Florida
$30.4M +$1.67M +31,627 +6%
BCM
20
Bluefin Capital Management
New York
$30.1M +$30M +568,296 New
UCFA
21
United Capital Financial Advisors
Texas
$29.6M +$242K +4,594 +0.8%
BPC
22
Banque Pictet & Cie
Switzerland
$28.5M +$5.73M +108,616 +25%
PNAA
23
Pictet North America Advisors
Switzerland
$28.1M +$5.73M +108,616 +26%
GC
24
Guggenheim Capital
Illinois
$25.8M +$89.2K +1,691 +0.3%
FAAS
25
First Allied Advisory Services
California
$25.6M -$332K -6,284 -1%