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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
IG
1
ING Group
Netherlands
$191M +$23.6M +500,000 +14%
Morgan Stanley
2
Morgan Stanley
New York
$119M -$49.4M -1,046,233 -30%
Bank of America
3
Bank of America
North Carolina
$105M +$714K +15,110 +0.7%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$104M -$187M -3,964,093 -65%
QI
5
QS Investors
New York
$103M +$5.92M +125,336 +6%
NSLI
6
Nan Shan Life Insurance
Taiwan
$69.7M +$68.9M +1,458,962 New
Wells Fargo
7
Wells Fargo
California
$60.2M -$1.04M -22,114 -2%
PNAA
8
Pictet North America Advisors
Switzerland
$55.1M -$486K -10,286 -0.9%
TD Asset Management
9
TD Asset Management
Ontario, Canada
$51.6M +$51.1M +1,081,400 New
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$41.4M +$921K +19,489 +2%
IA
11
IndexIQ Advisors
New York
$40.1M -$6.74M -142,674 -15%
UBS Group
12
UBS Group
Switzerland
$35.5M -$4.38M -92,774 -11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$31.4M -$5.47M -115,704 -15%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$22.3M +$5.58M +118,094 +34%
Lazard Asset Management
15
Lazard Asset Management
New York
$19M
HNB
16
Huntington National Bank
Ohio
$18.3M +$18.1M +382,489 New
LPL Financial
17
LPL Financial
California
$15M +$2.69M +56,869 +22%
GC
18
Guggenheim Capital
Illinois
$14.2M -$1.2M -25,457 -8%
JIR
19
James Investment Research
Ohio
$13.9M
BlackRock
20
BlackRock
New York
$13.7M
Ameriprise
21
Ameriprise
Minnesota
$11.9M +$3.7M +78,403 +46%
TAG
22
Tactical Allocation Group
Michigan
$11.5M -$6.31M -133,543 -36%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$10.7M -$1.27M -26,798 -11%
PA
24
Pinnacle Associates
New York
$10.7M +$200K +4,236 +2%
SG Americas Securities
25
SG Americas Securities
New York
$10.5M