John G. Ullman & Associates’s SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,062	Closed	-$241K	–	124
2015 Q2	$241K	Buy	5,062 +268	+6%	+$12.8K	0.05%	126
2015 Q1	$229K	Buy	4,794 +494	+11%	+$23.6K	0.04%	128
2014 Q4	$202K	Buy	+4,300	New	+$202K	0.04%	139