John G. Ullman & Associates’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

John G. Ullman & Associates’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,062	Closed	-$241K	–	124
2015 Q2	$241K	Buy	5,062 +268	+6%	+$13K	0.05%	126
2015 Q1	$229K	Buy	4,794 +494	+11%	+$23.3K	0.04%	128
2014 Q4	$202K	Buy	+4,300	New	+$211K	0.04%	139

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

ING Group Amsterdam, Netherlands $20.5B AUM 49.71% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $16B AUM 29.1% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.13B AUM 17.98% 1-Year Est. Return

John G. Ullman & Associates's CWB Position: Q3 2015 in Review

John G. Ullman & Associates sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2015, closing a stake of 5,062 shares — an estimated $241K sold.

John G. Ullman & Associates first reported a position in CWB in Q4 2014 and held it in 3 quarters. The position peaked at $241K in Q2 2015. 184 funds tracked by Wall St. Rank hold CWB as of Q3 2015.

John G. Ullman & Associates reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2015 after selling out during the quarter.
John G. Ullman & Associates sold 5,062 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2015, an estimated $241K.
John G. Ullman & Associates first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2014 and held it in 3 quarters.
John G. Ullman & Associates's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $241K in Q2 2015.
184 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2015.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.