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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

233 hedge funds and large institutions have $1.86B invested in SPDR Bloomberg Convertible Securities ETF in 2016 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 97 increasing their positions, 62 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
233
Holders Change
+34
Holders Change %
+17.09%
% of All Funds
5.83%
Holding in Top 10
24
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+60%
% of All Funds
0.6%
New
55
Increased
97
Reduced
62
Closed
19
Calls
–
Puts
$1.9M
Net Calls
-$1.9M
Net Calls Change
-$1.18M

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$106M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$106M
3
PWAG
3
Polaris Wealth Advisory Group
California
$26.7M
4
Bank of America
4
Bank of America
North Carolina
$132M
5
Fifth Third Bancorp
5
Fifth Third Bancorp
Ohio
$20.2M

Top Sellers

1
IA
1
IndexIQ Advisors
New York
$126M
2
BCM
2
Bluefin Capital Management
New York
$0
3
HNB
3
Huntington National Bank
Ohio
$11.2M
4
Jane Street
4
Jane Street
New York
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$17.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
SF
201
Synovus Financial
Georgia
$155K +$4.38K +96 +3%
ED
202
Exane Derivatives
France
$153K -$58.5K -1,282 -28%
CCM
203
Cutler Capital Management
Massachusetts
$148K – – –
MA
204
MUFG Americas
New York
$143K -$24.7K -540 -15%
UBS AM
205
UBS AM
Illinois
$116K +$116K +2,545 New
SSB
206
Sandy Spring Bank
Maryland
$82K – – –
BKA
207
Brick & Kyle Associates
Pennsylvania
$81K – – –
AA
208
Apriem Advisors
California
$70K +$65.5K +1,442 +1,442%
MA
209
MCF Advisors
Kentucky
$59K – – –
IDBONY
210
Israel Discount Bank of New York
New York
$48K +$48K +1,050 New
EFSCE
211
Enterprise Financial Services Corp (EFSC)
Missouri
$46K +$46K +1,000 New
CCM
212
Cribstone Capital Management
Maine
$41K – – –
RFWA
213
RPg Family Wealth Advisory
Massachusetts
$40.1K -$1.21M -26,441 -97%
SBL
214
Sargent Bickham Lagudis
Colorado
$33K – – –
LWA
215
Lenox Wealth Advisors
New York
$32K +$32K +704 New
GEA
216
Glen Eagle Advisors
New Jersey
$32K +$32K +700 New
JIC
217
Joel Isaacson & Co
New York
$26K – – –
RPG
218
Risk Paradigm Group
Texas
$23.8K -$388K -8,494 -94%
LJHT
219
Laurie J. Hall Trustee
$23K +$23K +500 New
BWM
220
Baystate Wealth Management
Massachusetts
$18K +$18K +400 New
RAM
221
Riggs Asset Management
Pennsylvania
$15K +$15K +327 New
PFGIA
222
Patriot Financial Group Insurance Agency
Massachusetts
$14K +$14K +300 New
AA
223
AlphaMark Advisors
Kentucky
$11K +$11K +233 New
GRP
224
Global Retirement Partners
California
$9K +$9K +201 New
HDIM
225
Hanson & Doremus Investment Management
Vermont
$8.63K – – –
7 8
9
10 11