We are live on ! Find out more
CWB icon

State Street SPDR Bloomberg Convertible Securities ETF
CWB

325 hedge funds and large institutions have $2.14B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q4 according to their latest regulatory filings, with 81 funds opening new positions, 121 increasing their positions, 86 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

286% more first-time investments, than exits

New positions opened: 81 | Existing positions closed: 21

41% more repeat investments, than reductions

Existing positions increased: 121 | Existing positions reduced: 86

21% more funds holding

Funds holding: 268 → 325 (+57)

21% more funds holding in top 10

Funds holding in top 10: 24 → 29 (+5)

1.84% less ownership

Funds ownership: 54.85% → 53.01% (-1.8%)

6% less capital invested

Capital invested by funds: $2.27B → $2.14B (-$129M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $845K

Holders
325
Holders Change
+57
Holders Change %
+21.27%
% of All Funds
7.37%
Holding in Top 10
29
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+20.83%
% of All Funds
0.66%
New
81
Increased
121
Reduced
86
Closed
21
Calls
–
Puts
$845K
Net Calls
-$845K
Net Calls Change
-$524K

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$26.3M
2
Jane Street
Jane Street
New York
+$19.4M
3
WCM
Weatherstone Capital Management
Colorado
+$15.7M
4
UCFA
United Capital Financial Advisors
Texas
+$10.9M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$9.28M

Top Sellers

Rank Fund Capital Flow
1
NSLI
Nan Shan Life Insurance
Taiwan
-$189M
2
QI
QS Investors
New York
-$132M
3
CCA
Conservest Capital Advisors
Pennsylvania
-$36.7M
4
Wells Fargo
Wells Fargo
California
-$22.3M
5
GIM
Goelzer Investment Management
Indiana
-$11.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
WSCM
176
Wellington Shields Capital Management
New York
$724K +$58K +1,128 +9%
OMC
177
Old Mission Capital
Illinois
$716K +$728K +14,159 New
SCG
178
Sonata Capital Group
Washington
$709K – – –
PAS
179
Partnervest Advisory Services
California
$705K -$56.1K -1,090 -7%
NPP
180
New Potomac Partners
Maryland
$703K +$715K +13,900 New
SPC
181
Sigma Planning Corp
Michigan
$688K -$190K -3,684 -21%
APA
182
American Portfolios Advisors
New York
$687K +$698K +13,575 New
PCM
183
Palisade Capital Management
New Jersey
$670K +$682K +13,250 New
SCM
184
Shelton Capital Management
Colorado
$657K +$222K +4,324 +50%
Bank of New York Mellon
185
Bank of New York Mellon
New York
$656K -$545K -10,593 -45%
BJL
186
Brighton Jones LLC
Washington
$651K +$74.6K +1,450 +13%
SWP
187
Stratos Wealth Partners
Ohio
$624K -$209K -4,055 -25%
HCM
188
HMS Capital Management
Tennessee
$611K +$99K +1,925 +19%
SFS
189
Sowell Financial Services
Arkansas
$595K -$9.57K -186 -2%
CAN
190
Cetera Advisor Networks
California
$576K -$182K -3,531 -24%
CIAS
191
Capital Investment Advisory Services
North Carolina
$572K -$17K -331 -3%
William Blair & Company
192
William Blair & Company
Illinois
$570K -$117K -2,282 -17%
IFWM
193
Institute for Wealth Management
Colorado
$560K +$24K +466 +4%
Lazard Asset Management
194
Lazard Asset Management
New York
$556K – – –
LTI
195
Laffer Tengler Investments
Tennessee
$554K +$563K +10,939 New
Millennium Management
196
Millennium Management
New York
$523K -$1.24M -24,074 -70%
CCM
197
Crabel Capital Management
California
$498K +$506K +9,836 New
MSL
198
Mackay Shields LLC
New York
$498K +$507K +9,849 New
CA
199
Calton & Associates
Florida
$496K +$480K +9,336 New
BA
200
Boston Advisors
Massachusetts
$493K – – –
6 7
8
9 10

CWB Hedge Fund Activity: Q4 2017 in Review

325 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2017, worth a combined $2.14B — down 5.7% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 81 funds opened new CWB positions and 21 closed out — a net gain of 60 holders — while 121 added to existing stakes and 86 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $26.3M. The largest seller was Nan Shan Life Insurance, cutting an estimated $189M.

  • 325 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2017, up from 268 in Q3 2017.
  • Funds reported $2.14B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2017, down 5.7% quarter-over-quarter.
  • 81 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2017 and 21 closed out, a net change of +60 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2017 was Envestnet Asset Management, an estimated $26.3M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2017 was Nan Shan Life Insurance, an estimated $189M sold.

Based on aggregated 13F filings for Q4 2017.