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State Street SPDR Bloomberg Convertible Securities ETF
CWB

337 hedge funds and large institutions have $2.14B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2019 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 136 increasing their positions, 113 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 136 | Existing positions reduced: 113

4% more capital invested

Capital invested by funds: $2.06B → $2.14B (+$81.1M)

0.34% more ownership

Funds ownership: 52.41% → 52.75% (+0.34%)

3% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 36

8% less call options, than puts

Call options by funds: $4.84M | Put options by funds: $5.29M

1% less funds holding

Funds holding: 341 → 337 (-4)

10% less funds holding in top 10

Funds holding in top 10: 20 → 18 (-2)

Holders
337
Holders Change
-4
Holders Change %
-1.17%
% of All Funds
7.39%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.39%
New
35
Increased
136
Reduced
113
Closed
36
Calls
$4.84M
Puts
$5.29M
Net Calls
-$446K
Net Calls Change
-$452K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
+$85M
2
HCM
Howard Capital Management
Georgia
+$66.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$20.6M
4
TCM
Tradewinds Capital Management
Washington
+$14.7M
5
FBB
Fulton Breakefield Broenniman
Maryland
+$14.4M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$62.3M
2
HIM
Hanlon Investment Management
New Jersey
-$30.4M
3
Verition Fund Management
Verition Fund Management
Connecticut
-$15M
4
PWPCM
Perella Weinberg Partners Capital Management
New York
-$10.8M
5
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$10.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
FANJ
101
Financial Architects (New Jersey)
New Jersey
$2.53M +$92.6K +1,747 +4%
Wellington Management Group
102
Wellington Management Group
Massachusetts
$2.44M -$493K -9,300 -17%
FPS
103
Fieldpoint Private Securities
Connecticut
$2.38M -$664K -12,520 -22%
WTC
104
WhitTier Trust Company
Nevada
$2.26M +$30.7K +580 +1%
MCM
105
MV Capital Management
Maryland
$2.18M -$124K -2,335 -5%
COI
106
Capital One Investing
Virginia
$2.15M -$88.7K -1,674 -4%
PTC
107
Private Trust Company
Ohio
$2.1M -$50.9K -960 -2%
BRWA
108
B. Riley Wealth Advisors
Florida
$2.06M +$692K +13,049 +50%
FFN
109
Focus Financial Network
Minnesota
$2.05M -$527K -9,945 -20%
SIAS
110
Shine Investment Advisory Services
Colorado
$2.05M -$88K -1,660 -4%
AWA
111
Arete Wealth Advisors
Illinois
$2.04M +$66.4K +1,252 +3%
WB
112
Webster Bank
Connecticut
$2.01M – – –
SFP
113
Shepherd Financial Partners
Massachusetts
$2M – – –
WS
114
Wedbush Securities
California
$1.92M +$261K +4,932 +16%
US Bancorp
115
US Bancorp
Minnesota
$1.9M +$185K +3,498 +11%
KM
116
Kalos Management
Georgia
$1.9M -$1.62M -30,494 -46%
Invesco
117
Invesco
Georgia
$1.83M -$56.2K -1,060 -3%
IA
118
IFP Advisors
Florida
$1.83M +$1.86M +35,059 New
WB
119
WesBanco Bank
West Virginia
$1.81M -$3.08K -58 -0.2%
PG
120
Patten Group
Tennessee
$1.79M +$41.2K +778 +2%
RIM
121
Redwood Investment Management
Arizona
$1.76M -$316K -5,957 -15%
MWM
122
Modera Wealth Management
New Jersey
$1.75M +$93.6K +1,765 +6%
SWAG
123
Spectrum Wealth Advisory Group
California
$1.74M -$1.34M -25,259 -43%
IAA
124
Ironsides Asset Advisors
North Carolina
$1.74M – – –
RSWM
125
Robertson Stephens Wealth Management
California
$1.74M +$534K +10,070 +44%
3 4
5
6 7

CWB Hedge Fund Activity: Q3 2019 in Review

337 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2019, worth a combined $2.14B — up 3.9% from $2.06B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of CWB and 35 opened new positions — a net loss of 1 holder — while 113 trimmed existing stakes and 136 added.

The largest buyer was Nan Shan Life Insurance, adding an estimated $85M. The largest seller was Bank of Montreal, cutting an estimated $62.3M.

  • 337 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2019, down from 341 in Q2 2019.
  • Funds reported $2.14B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2019, up 3.9% quarter-over-quarter.
  • 35 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2019 and 36 closed out, a net change of -1 holder.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2019 was Nan Shan Life Insurance, an estimated $85M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2019 was Bank of Montreal, an estimated $62.3M sold.

Based on aggregated 13F filings for Q3 2019.