Capital One Investing’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Capital One Investing’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$2.15M	Sell	40,983 -1,674	-4%	-$88.7K	0.5%	44
2019 Q2	$2.25M	Buy	42,657 +1,088	+3%	+$57K	0.55%	42
2019 Q1	$2.17M	Buy	41,569 +9,793	+31%	+$497K	0.58%	40
2018 Q4	$1.49M	Buy	+31,776	New	+$1.6M	0.53%	40

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital One Investing's CWB Position: Q3 2019 in Review

Capital One Investing reduced its State Street SPDR Bloomberg Convertible Securities ETF (CWB) stake by 3.9% in Q3 2019, selling an estimated $88.7K and leaving 40,983 shares worth $2.15M. The position accounts for 0.5% of the portfolio, ranked #44.

Capital One Investing first reported a position in CWB in Q4 2018 and has held it in 4 quarters since. The position peaked at $2.25M in Q2 2019. 337 funds tracked by Wall St. Rank hold CWB as of Q3 2019.

Capital One Investing held 40,983 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $2.15M as of Q3 2019.
Capital One Investing sold 1,674 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2019, an estimated $88.7K.
State Street SPDR Bloomberg Convertible Securities ETF made up 0.5% of Capital One Investing's portfolio in Q3 2019, its #44 holding.
Capital One Investing first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2018 and has held it in 4 quarters since.
Capital One Investing's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $2.25M in Q2 2019.
337 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2019.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.