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COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$40M 9.3%
134,613
-3,167
-2% -$936K
IEFA icon
2
iShares Core MSCI EAFE ETF
IEFA
$186B
$38.5M 8.95%
629,821
-9,512
-1% -$574K
BND icon
3
Vanguard Total Bond Market
BND
$159B
$20.3M 4.73%
240,684
-10,404
-4% -$872K
BNDX icon
4
Vanguard Total International Bond ETF
BNDX
$82.2B
$19.9M 4.63%
338,534
+31,138
+10% +$1.82M
GSIE icon
5
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.87B
$19.5M 4.54%
690,503
+33,964
+5% +$957K
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$12.1M 2.82%
247,668
+30,385
+14% +$1.5M
IEMG icon
7
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$10.8M 2.51%
220,078
-4,281
-2% -$212K
EMB icon
8
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$10.1M 2.35%
89,388
+5,319
+6% +$605K
FNDC icon
9
Schwab Fundamental International Small Company Index ETF
FNDC
$3B
$9.75M 2.27%
317,784
+21,805
+7% +$665K
XLK icon
10
State Street Technology Select Sector SPDR ETF
XLK
$114B
$8.24M 1.92%
204,944
-8,088
-4% -$324K
VCIT icon
11
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$8.07M 1.88%
88,600
+9,162
+12% +$830K
MTUM icon
12
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$7.79M 1.81%
65,326
+7,255
+12% +$874K
VGSH icon
13
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$6.6M 1.54%
108,444
+21
+0% +$1.28K
VLUE icon
14
iShares MSCI USA Value Factor ETF
VLUE
$9.6B
$6.27M 1.46%
76,536
+3,563
+5% +$289K
QUAL icon
15
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$6.11M 1.42%
66,200
+6,244
+10% +$574K
GEM icon
16
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$6.05M 1.41%
193,269
+11,434
+6% +$364K
FNDA icon
17
Schwab Fundamental US Small Company Index ETF
FNDA
$9.23B
$5.82M 1.36%
309,010
+15,032
+5% +$281K
USMV icon
18
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$5.55M 1.29%
86,644
+11,883
+16% +$753K
XLV icon
19
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$5.49M 1.28%
60,962
-2,910
-5% -$266K
SCHX icon
20
Schwab US Large- Cap ETF
SCHX
$71.7B
$5.04M 1.17%
427,476
-65,676
-13% -$774K
IWM icon
21
iShares Russell 2000 ETF
IWM
$82.2B
$5M 1.16%
33,095
-635
-2% -$97K
XLF icon
22
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$4.95M 1.15%
176,980
-966
-0.5% -$26.7K
VGIT icon
23
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$4.81M 1.12%
72,304
+9,450
+15% +$627K
FLRN icon
24
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$4.53M 1.05%
147,591
+29,087
+25% +$893K
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.3B
$4.45M 1.03%
118,357
-837
-0.7% -$31.1K
1
2 3 4 5

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.