We are live on ! Find out more
COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
26
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$4.18M 0.97%
85,901
+10,946
+15% +$528K
MUB icon
27
iShares National Muni Bond ETF
MUB
$45.5B
$4.13M 0.96%
36,156
+4,528
+14% +$517K
XLY icon
28
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
$3.91M 0.91%
64,816
-2,616
-4% -$158K
XLC icon
29
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$3.6M 0.84%
72,862
-3,342
-4% -$167K
XLI icon
30
State Street Industrial Select Sector SPDR ETF
XLI
$33B
$3.25M 0.76%
41,785
-1,498
-3% -$115K
DGS icon
31
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$3.08M 0.72%
69,615
+3,487
+5% +$159K
CSCO icon
32
Cisco
CSCO
$436B
$2.99M 0.69%
60,425
-797
-1% -$41.4K
BKLN icon
33
Invesco Senior Loan ETF
BKLN
$7.1B
$2.98M 0.69%
132,304
-1,735
-1% -$39.4K
DHR icon
34
Danaher
DHR
$143B
$2.85M 0.66%
22,275
-56
-0.3% -$7.01K
XLP icon
35
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$2.84M 0.66%
46,117
-1,822
-4% -$110K
AMZN icon
36
Amazon
AMZN
$2.69T
$2.72M 0.63%
31,320
+400
+1% +$37.1K
IBDQ
37
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-105,255
Closed -$2.71M
SHM icon
38
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$2.67M 0.62%
54,615
-1,363
-2% -$66.9K
HYG icon
39
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$2.65M 0.62%
30,474
-31
-0.1% -$2.69K
IGM icon
40
iShares Expanded Tech Sector ETF
IGM
$10.1B
$2.62M 0.61%
72,288
+690
+1% +$25.2K
ARLP icon
41
Alliance Resource Partners
ARLP
$3.13B
$2.6M 0.61%
+162,599
New +$2.66M
TMO icon
42
Thermo Fisher Scientific
TMO
$196B
$2.32M 0.54%
7,946
– –
GSY icon
43
Invesco Ultra Short Duration ETF
GSY
$3.82B
$2.31M 0.54%
45,817
+13,585
+42% +$685K
CWB icon
44
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$2.15M 0.5%
40,983
-1,674
-4% -$88.7K
IVV icon
45
iShares Core S&P 500 ETF
IVV
$879B
$2.09M 0.49%
7,035
-125
-2% -$37.2K
EPD icon
46
Enterprise Products Partners
EPD
$83.9B
$2.04M 0.48%
71,396
-1,069
-1% -$31.1K
XOM icon
47
ExxonMobil
XOM
$615B
$2.02M 0.47%
28,584
+1,665
+6% +$120K
PEP icon
48
PepsiCo
PEP
$185B
$1.94M 0.45%
14,167
-135
-0.9% -$17.9K
BOND icon
49
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.33B
$1.8M 0.42%
+16,579
New +$1.8M
PNQI icon
50
Invesco NASDAQ Internet ETF
PNQI
$525M
$1.78M 0.41%
67,925
-3,305
-5% -$90.1K
1
2
3 4 5

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.