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COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
101
Microsoft
MSFT
$2.99T
$698K 0.16%
5,015
+17
+0.3% +$2.34K
V icon
102
Visa
V
$686B
$681K 0.16%
3,960
+85
+2% +$15.1K
BAC.PRL icon
103
Bank of America Series L
BAC.PRL
$3.93B
$675K 0.16%
452
– –
VT icon
104
Vanguard Total World Stock ETF
VT
$76.3B
$662K 0.15%
8,912
-444
-5% -$33.2K
EFA icon
105
iShares MSCI EAFE ETF
EFA
$75.8B
$658K 0.15%
10,095
-2,356
-19% -$152K
HD icon
106
Home Depot
HD
$332B
$651K 0.15%
2,806
-156
-5% -$34.1K
GSLC icon
107
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.3B
$636K 0.15%
+10,653
New +$634K
CAT icon
108
Caterpillar
CAT
$398B
$631K 0.15%
5,000
– –
HP icon
109
Helmerich & Payne
HP
$3.37B
$608K 0.14%
15,200
-150
-1% -$6.62K
GOOGL icon
110
Alphabet (Google) Class A
GOOGL
$4.3T
$601K 0.14%
9,840
-20
-0.2% -$1.18K
PYPL icon
111
PayPal
PYPL
$50.1B
$591K 0.14%
5,710
-300
-5% -$33K
LOW icon
112
Lowe's Companies
LOW
$115B
$584K 0.14%
5,315
-450
-8% -$47.5K
CMF icon
113
iShares California Muni Bond ETF
CMF
$4.59B
$582K 0.14%
+9,500
New +$582K
FFBC icon
114
First Financial Bancorp
FFBC
$3.72B
$562K 0.13%
+22,968
New +$554K
BNY
115
Bank of New York Mellon
BNY
$108B
$559K 0.13%
12,355
– –
UNP icon
116
Union Pacific
UNP
$176B
$552K 0.13%
3,404
-38
-1% -$6.39K
AB icon
117
AllianceBernstein
AB
$3.55B
$550K 0.13%
18,763
– –
MCD icon
118
McDonald's
MCD
$190B
$529K 0.12%
2,462
-51
-2% -$10.9K
SPHQ icon
119
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$517K 0.12%
+15,464
New +$516K
T icon
120
AT&T
T
$153B
$502K 0.12%
17,528
-1,324
-7% -$35.1K
FTV icon
121
Fortive
FTV
$18.6B
$486K 0.11%
11,234
-237
-2% -$10.9K
NVDA icon
122
NVIDIA
NVDA
$4.92T
$474K 0.11%
109,080
+4,000
+4% +$16.8K
SPLV icon
123
Invesco S&P 500 Low Volatility ETF
SPLV
$7.1B
$464K 0.11%
8,052
-2,200
-21% -$124K
WMT icon
124
Walmart Inc
WMT
$893B
$463K 0.11%
11,700
– –
WMB icon
125
Williams Companies
WMB
$90.7B
$452K 0.11%
18,826
-2,100
-10% -$52.9K
3 4
5
6 7

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.