We are live on ! Find out more
COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMLV icon
151
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$255M
$312K 0.07%
+3,259
New +$305K
BABA icon
152
Alibaba
BABA
$273B
$310K 0.07%
1,860
– –
C icon
153
Citigroup
C
$221B
$310K 0.07%
4,495
-600
-12% -$40.8K
CB icon
154
Chubb
CB
$137B
$308K 0.07%
1,909
– –
COP icon
155
ConocoPhillips
COP
$146B
$307K 0.07%
5,391
+475
+10% +$27K
DGRW icon
156
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$304K 0.07%
+6,744
New +$298K
ENB icon
157
Enbridge
ENB
$123B
$299K 0.07%
8,501
-10,383
-55% -$359K
EMQQ icon
158
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$298K 0.07%
9,600
-350
-4% -$11.2K
MRVL icon
159
Marvell Technology
MRVL
$188B
$298K 0.07%
+11,950
New +$300K
VWO icon
160
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$296K 0.07%
7,346
-1,465
-17% -$60.5K
ECL icon
161
Ecolab
ECL
$74.1B
$293K 0.07%
1,480
-145
-9% -$29.1K
VBK icon
162
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$291K 0.07%
1,604
+400
+33% +$74.5K
UNH icon
163
UnitedHealth
UNH
$385B
$288K 0.07%
1,323
-43
-3% -$10.4K
EWC icon
164
iShares MSCI Canada ETF
EWC
$6.01B
$281K 0.07%
9,710
-1,600
-14% -$45.6K
SLB icon
165
SLB Ltd
SLB
$70.6B
$281K 0.07%
8,171
-2,692
-25% -$98.4K
SCHM icon
166
Schwab US Mid-Cap ETF
SCHM
$14.7B
$279K 0.06%
14,841
-7,149
-33% -$135K
RGLD icon
167
Royal Gold
RGLD
$16.9B
$276K 0.06%
2,250
– –
EEM icon
168
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$275K 0.06%
6,809
-575
-8% -$23.7K
TJX icon
169
TJX Companies
TJX
$170B
$273K 0.06%
4,900
– –
CMCSA icon
170
Comcast
CMCSA
$78.3B
$272K 0.06%
6,071
-3
-0% -$133
DSI icon
171
iShares MSCI KLD 400 Social ETF
DSI
$5.18B
$270K 0.06%
+4,876
New +$269K
EVT icon
172
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.04B
$270K 0.06%
11,000
-9,300
-46% -$224K
ITOT icon
173
iShares Core S&P Total US Stock Market ETF
ITOT
$93.1B
$268K 0.06%
3,969
– –
KMI icon
174
Kinder Morgan
KMI
$72.9B
$266K 0.06%
12,874
+230
+2% +$4.72K
NOW icon
175
ServiceNow
NOW
$94.8B
$266K 0.06%
5,250
+200
+4% +$10.9K
5 6
7
8 9

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.