We are live on ! Find out more
COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNL icon
126
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$446K 0.1%
+15,364
New +$443K
IHI icon
127
iShares US Medical Devices ETF
IHI
$2.97B
$440K 0.1%
10,710
+300
+3% +$12.3K
VYM icon
128
Vanguard High Dividend Yield ETF
VYM
$80.6B
$436K 0.1%
+4,902
New +$429K
PSX icon
129
Phillips 66
PSX
$83B
$426K 0.1%
4,170
+500
+14% +$50.1K
MKC icon
130
McCormick & Company Non-Voting
MKC
$13.5B
$419K 0.1%
5,364
– –
SBUX icon
131
Starbucks
SBUX
$118B
$410K 0.1%
4,641
-16
-0.3% -$1.48K
EEMV icon
132
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.48B
$408K 0.09%
+7,217
New +$415K
IBM icon
133
IBM
IBM
$194B
$408K 0.09%
2,937
-1,345
-31% -$181K
VUG icon
134
Vanguard Growth ETF
VUG
$217B
$408K 0.09%
14,700
– –
MRK icon
135
Merck
MRK
$322B
$406K 0.09%
5,035
+42
+0.8% +$3.37K
MDY icon
136
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$399K 0.09%
1,133
– –
EMGF icon
137
iShares Emerging Markets Equity Factor ETF
EMGF
$1.84B
$394K 0.09%
+9,637
New +$396K
SCZ icon
138
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$388K 0.09%
+6,790
New +$384K
BX icon
139
Blackstone
BX
$152B
$375K 0.09%
+7,623
New +$372K
MKL icon
140
Markel Group
MKL
$24.5B
$362K 0.08%
305
-15
-5% -$17K
AMGN icon
141
Amgen
AMGN
$201B
$341K 0.08%
1,772
+169
+11% +$32.4K
PTMC icon
142
Pacer Trendpilot US Mid Cap ETF
PTMC
$394M
$338K 0.08%
+11,606
New +$336K
YUM icon
143
Yum! Brands
YUM
$40.6B
$336K 0.08%
2,958
– –
AWK icon
144
American Water Works
AWK
$26.2B
$330K 0.08%
+2,660
New +$321K
META icon
145
Meta Platforms (Facebook)
META
$1.54T
$327K 0.08%
1,830
-50
-3% -$9.5K
PTLC icon
146
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$325K 0.08%
+10,455
New +$322K
MDLZ icon
147
Mondelez International
MDLZ
$77.1B
$323K 0.08%
5,866
-33
-0.6% -$1.8K
RTX icon
148
RTX Corp
RTX
$282B
$320K 0.07%
3,726
– –
RCL icon
149
Royal Caribbean
RCL
$76B
$317K 0.07%
2,932
– –
VOT icon
150
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$314K 0.07%
2,119
– –
4 5
6
7 8

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.