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COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
176
Netflix
NFLX
$287B
$265K 0.06%
9,890
-1,780
-15% -$55.7K
KKR icon
177
KKR & Co
KKR
$86.2B
$256K 0.06%
9,590
-250
-3% -$6.59K
CCI icon
178
Crown Castle
CCI
$32.6B
$254K 0.06%
1,825
-167
-8% -$23.1K
BSJL
179
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$253K 0.06%
+10,200
New +$252K
IJH icon
180
iShares Core S&P Mid-Cap ETF
IJH
$122B
$250K 0.06%
6,530
-1,100
-14% -$42.3K
ORCL icon
181
Oracle
ORCL
$346B
$248K 0.06%
4,500
+163
+4% +$9K
PRF icon
182
Invesco FTSE RAFI US 1000 ETF
PRF
$9.68B
$240K 0.06%
+10,215
New +$238K
PFE icon
183
Pfizer
PFE
$143B
$237K 0.06%
6,952
– –
QQQ icon
184
Invesco QQQ Trust
QQQ
$460B
$234K 0.05%
1,237
– –
NKE icon
185
Nike
NKE
$60.8B
$231K 0.05%
2,461
– –
CEF icon
186
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$229K 0.05%
16,100
-500
-3% -$7.1K
IBDO
187
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
0
– –
VEA icon
188
Vanguard FTSE Developed Markets ETF
VEA
$226B
$219K 0.05%
+5,329
New +$218K
ESGD icon
189
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$217K 0.05%
+3,375
New +$213K
SCHB icon
190
Schwab US Broad Market ETF
SCHB
$42.7B
$216K 0.05%
18,300
-9,540
-34% -$113K
SPGI icon
191
S&P Global
SPGI
$124B
$212K 0.05%
+867
New +$217K
AGG icon
192
iShares Core US Aggregate Bond ETF
AGG
$137B
$211K 0.05%
1,868
– –
ADP icon
193
Automatic Data Processing
ADP
$97.1B
$204K 0.05%
1,263
– –
CNOB icon
194
Center Bancorp
CNOB
$1.58B
$204K 0.05%
+9,193
New +$200K
PAGS icon
195
PagSeguro Digital
PAGS
$2.64B
$201K 0.05%
+4,300
New +$200K
PML
196
PIMCO Municipal Income Fund II
PML
$491M
$191K 0.04%
12,158
– –
GE icon
197
GE Aerospace
GE
$362B
$176K 0.04%
3,929
-17
-0.4% -$799
AMLP icon
198
Alerian MLP ETF
AMLP
$12.9B
$121K 0.03%
2,668
+11
+0.4% +$520
UBSI icon
199
United Bankshares
UBSI
$6.49B
– –
-5,549
Closed -$206K
VOO icon
200
Vanguard S&P 500 ETF
VOO
$967B
– –
-1,006
Closed -$271K
5 6 7
8
9

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.