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COI

Capital One Investing Portfolio holdings

AUM $430M
1-Year Est. Return 3.49%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+3.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$430M
AUM Growth
+$22.7M
Cap. Flow
+$14.3M
Cap. Flow %
3.32%
Top 10 Hldgs %
44.03%
Holding
202
New
31
Increased
48
Reduced
85
Closed
9

Top Buys

Rank Stock Value
1
ARLP icon
Alliance Resource Partners
ARLP
+$2.66M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$1.82M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.8M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.5M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.24M

Top Sells

Rank Stock Value
1
IBDQ
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
+$2.71M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$1.47M
3
IBDC
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
+$1.39M
4
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$1.18M
5
IBDP
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
+$1.17M

Sector Composition

Rank Sector Weight
1 Energy 2.84%
2 Healthcare 2.47%
3 Technology 2.28%
4 Financials 2.22%
5 Consumer Discretionary 1.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$182B
$985K 0.23%
16,329
-6
-0% -$346
XLE icon
77
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$953K 0.22%
32,182
-28,138
-47% -$851K
EFAV icon
78
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.2B
$940K 0.22%
+12,832
New +$929K
BRK.B icon
79
Berkshire Hathaway Class B
BRK.B
$1.06T
$925K 0.22%
4,464
-168
-4% -$34.6K
VCSH icon
80
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$917K 0.21%
11,330
-902
-7% -$72.9K
VTV icon
81
Vanguard Value ETF
VTV
$185B
$912K 0.21%
8,157
+204
+3% +$22.6K
XLB icon
82
State Street Materials Select Sector SPDR ETF
XLB
$8.3B
$904K 0.21%
31,136
-1,256
-4% -$36.2K
VIG icon
83
Vanguard Dividend Appreciation ETF
VIG
$110B
$894K 0.21%
7,475
-440
-6% -$51.9K
LMBS icon
84
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$853K 0.2%
16,453
+1,453
+10% +$75.4K
DLS icon
85
WisdomTree International SmallCap Dividend Fund
DLS
$1.03B
$851K 0.2%
+13,411
New +$847K
COF icon
86
Capital One
COF
$127B
$834K 0.19%
9,184
-100
-1% -$8.99K
BMY icon
87
Bristol-Myers Squibb
BMY
$123B
$819K 0.19%
16,201
+1,100
+7% +$51.7K
APD icon
88
Air Products & Chemicals
APD
$66.1B
$810K 0.19%
3,650
– –
COST icon
89
Costco
COST
$415B
$809K 0.19%
2,804
– –
FLOT icon
90
iShares Floating Rate Bond ETF
FLOT
$10.1B
$791K 0.18%
15,599
+8,981
+136% +$457K
VBR icon
91
Vanguard Small-Cap Value ETF
VBR
$36.8B
$767K 0.18%
5,979
+533
+10% +$68.2K
BA icon
92
Boeing
BA
$165B
$766K 0.18%
2,013
+125
+7% +$44.7K
JPM icon
93
JPMorgan Chase
JPM
$901B
$754K 0.18%
6,412
– –
ABBV icon
94
AbbVie
ABBV
$448B
$734K 0.17%
9,700
-1,582
-14% -$108K
DIS icon
95
Walt Disney
DIS
$167B
$726K 0.17%
5,569
+306
+6% +$42.3K
PG icon
96
Procter & Gamble
PG
$347B
$713K 0.17%
5,731
+200
+4% +$23.6K
SHY icon
97
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$710K 0.17%
+8,389
New +$711K
PBE icon
98
Invesco Biotechnology & Genome ETF
PBE
$282M
$707K 0.16%
14,909
-300
-2% -$15.4K
IBB icon
99
iShares Biotechnology ETF
IBB
$9.23B
$699K 0.16%
7,017
-815
-10% -$85.3K
CVX icon
100
Chevron
CVX
$378B
$698K 0.16%
5,890
+150
+3% +$18.2K
2 3
4
5 6

Similar funds

AR
Argyll Research Wilmington, Delaware $377M AUM 4.86% 1-Year Est. Return
AEPG
American Economic Planning Group Warren, New Jersey $367M AUM 2.51% 1-Year Est. Return
IPC
Invesco Private Capital New York $365M AUM 8.08% 1-Year Est. Return
LCM
Lucha Capital Management San Francisco, California $327M AUM 2.87% 1-Year Est. Return
WIM
Woodford Investment Management London, United Kingdom $310M AUM 17.41% 1-Year Est. Return
JMH
J.M. Hartwell New York $560M AUM 7.14% 1-Year Est. Return
GWA
Guidant Wealth Advisors Palatine, Illinois $269M AUM 0.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Capital One Investing's Q3 2019 Portfolio in Review

As of Q3 2019, Capital One Investing held 202 positions worth $430M, up 5.6% from $407M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Capital One Investing deployed $14.3M of net new capital in Q3 2019, opening 31 new positions and adding to 48 existing holdings. Its largest new stake was Alliance Resource Partners: 162,599 shares worth $2.6M.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $936K trimmed.

  • Capital One Investing's largest Q3 2019 buy was Alliance Resource Partners: 162,599 shares worth $2.6M.
  • Capital One Investing added most to Vanguard Total International Bond ETF in Q3 2019, an estimated $1.82M increase.
  • Capital One Investing's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $936K.
  • Capital One Investing fully exited iShares iBonds Dec 2025 Term Corporate ETF in Q3 2019, selling an estimated $2.71M.
  • Capital One Investing's ten largest holdings make up 44% of its $430M portfolio in Q3 2019.
  • Capital One Investing opened 31 new positions and closed 9 in Q3 2019.
  • Capital One Investing's portfolio value rose 5.6% quarter-over-quarter to $430M.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.