Capital One Investing’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Capital One Investing’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$853K	Buy	16,453 +1,453	+10%	+$75.4K	0.2%	84
2019 Q2	$775K	Buy	15,000 +100	+0.7%	+$5.14K	0.19%	85
2019 Q1	$764K	Buy	14,900 +500	+3%	+$25.6K	0.2%	84
2018 Q4	$735K	Buy	+14,400	New	+$733K	0.26%	63

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Capital One Investing's LMBS Position: Q3 2019 in Review

Capital One Investing increased its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 9.7% in Q3 2019, buying an estimated $75.4K and bringing the position to 16,453 shares worth $853K. The position accounts for 0.2% of the portfolio, ranked #84.

Capital One Investing first reported a position in LMBS in Q4 2018 and has held it in 4 quarters since. 231 funds tracked by Wall St. Rank hold LMBS as of Q3 2019.

Capital One Investing held 16,453 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $853K as of Q3 2019.
Capital One Investing bought 1,453 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2019, an estimated $75.4K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.2% of Capital One Investing's portfolio in Q3 2019, its #84 holding.
Capital One Investing first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2018 and has held it in 4 quarters since.
231 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2019.

Based on Capital One Investing's 13F filing for Q3 2019, filed 14 Nov 2019.