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State Street SPDR Bloomberg Convertible Securities ETF
CWB

268 hedge funds and large institutions have $2.27B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 69

14% more funds holding in top 10

Funds holding in top 10: 21 → 24 (+3)

3% more capital invested

Capital invested by funds: $2.2B → $2.27B (+$72.5M)

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

1% less funds holding

Funds holding: 270 → 268 (-2)

2.08% less ownership

Funds ownership: 56.93% → 54.85% (-2.1%)

51% less call options, than puts

Call options by funds: $312K | Put options by funds: $633K

Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.68%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
+$78M
2
Wells Fargo
Wells Fargo
California
+$44M
3
CCA
Conservest Capital Advisors
Pennsylvania
+$36.4M
4
LPL Financial
LPL Financial
California
+$12M
5
ACM
AlphaStar Capital Management
North Carolina
+$11.4M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$109M
2
IA
IndexIQ Advisors
New York
-$99.5M
3
HIM
Hanlon Investment Management
New Jersey
-$28.6M
4
HI
Horizon Investments
North Carolina
-$20.7M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$13.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
101
Occidental Asset Management
California
$2.65M +$109K +2,162 +4%
Invesco
102
Invesco
Georgia
$2.62M +$29.1K +575 +1%
Citigroup
103
Citigroup
New York
$2.56M +$670K +13,228 +36%
BAM
104
BTS Asset Management
Massachusetts
$2.51M – – –
BA
105
BKS Advisors
Michigan
$2.5M -$36.2K -715 -1%
ICOA
106
Investment Centers of America
North Dakota
$2.49M -$43.3K -856 -2%
PWMAG
107
Pinnacle Wealth Management Advisory Group
New Jersey
$2.38M +$38K +750 +2%
LP
108
LGL Partners
Pennsylvania
$2.31M -$759K -14,988 -25%
CFP
109
Cornerstone Financial Partners
North Carolina
$2.26M +$205K +4,054 +10%
NEPWA
110
New England Private Wealth Advisors
Massachusetts
$2.19M +$11.4K +226 +0.5%
BAM
111
Belpointe Asset Management
Nevada
$2.19M +$2.17M +42,841 New
SFP
112
Shepherd Financial Partners
Massachusetts
$2.14M -$1.01K -20 -0%
WB
113
Webster Bank
Connecticut
$2.1M -$118K -2,337 -5%
GP
114
Geneva Partners
Wisconsin
$2.1M +$2.08M +41,035 New
FA
115
FDx Advisors
Illinois
$2.09M +$784K +15,478 +61%
KWM
116
Kingsview Wealth Management
Oregon
$2.05M +$424K +8,370 +26%
AFP
117
Ausdal Financial Partners
Iowa
$2.03M -$123K -2,437 -6%
WTC
118
WhitTier Trust Company
Nevada
$2.03M +$1.77K +35 +0.1%
FANJ
119
Financial Architects (New Jersey)
New Jersey
$2M -$20.4K -402 -1%
IAA
120
Ironsides Asset Advisors
North Carolina
$1.95M – – –
ANBT
121
American National Bank & Trust
Texas
$1.94M +$66K +1,303 +4%
SCM
122
Stonehearth Capital Management
Massachusetts
$1.86M -$55.8K -1,103 -3%
VAM
123
Visionary Asset Management
Texas
$1.84M -$116K -2,300 -6%
Millennium Management
124
Millennium Management
New York
$1.76M +$67.5K +1,334 +4%
NPC
125
National Planning Corporation
California
$1.68M -$1.79M -35,406 -52%
3 4
5
6 7

CWB Hedge Fund Activity: Q3 2017 in Review

268 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2017, worth a combined $2.27B — up 3.3% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new CWB positions and 31 closed out — a net gain of 1 holder — while 130 added to existing stakes and 69 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $78M. The largest seller was AssetMark Inc, cutting an estimated $109M.

  • 268 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2017, down from 270 in Q2 2017.
  • Funds reported $2.27B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2017, up 3.3% quarter-over-quarter.
  • 32 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2017 and 31 closed out, a net change of +1 holder.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2017 was Nan Shan Life Insurance, an estimated $78M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2017 was AssetMark Inc, an estimated $109M sold.

Based on aggregated 13F filings for Q3 2017.