Investment Centers of America’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Investment Centers of America’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-48,826	Closed	-$2.49M	–	84
2017 Q3	$2.49M	Sell	48,826 -856	-2%	-$43.3K	0.18%	120
2017 Q2	$2.47M	Buy	49,682 +5,997	+14%	+$294K	0.19%	118
2017 Q1	$2.11M	Sell	43,685 -195	-0.4%	-$9.22K	0.16%	133
2016 Q4	$2.01M	Buy	43,880 +10,586	+32%	+$483K	0.17%	131
2016 Q3	$1.54M	Buy	33,294 +14,187	+74%	+$647K	0.16%	134
2016 Q2	$839K	Buy	19,107 +1,707	+10%	+$74.1K	0.09%	195
2016 Q1	$756K	Buy	17,400 +3,191	+22%	+$132K	0.08%	219
2015 Q4	$618K	Buy	14,209 +3,424	+32%	+$157K	0.08%	222
2015 Q3	$480K	Buy	10,785 +6,142	+132%	+$285K	0.07%	236
2015 Q2	$218K	Buy	+4,643	New	+$225K	0.03%	376

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Investment Centers of America's CWB Position: Q4 2017 in Review

Investment Centers of America sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2017, closing a stake of 48,826 shares — an estimated $2.49M sold.

Investment Centers of America first reported a position in CWB in Q2 2015 and held it in 10 quarters. The position peaked at $2.49M in Q3 2017. 325 funds tracked by Wall St. Rank hold CWB as of Q4 2017.

Investment Centers of America reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 48,826 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2017, an estimated $2.49M.
Investment Centers of America first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2015 and held it in 10 quarters.
Investment Centers of America's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $2.49M in Q3 2017.
325 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.