We are live on ! Find out more
CWB icon

State Street SPDR Bloomberg Convertible Securities ETF
CWB

337 hedge funds and large institutions have $2.14B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2019 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 136 increasing their positions, 113 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 136 | Existing positions reduced: 113

4% more capital invested

Capital invested by funds: $2.06B → $2.14B (+$81.1M)

0.34% more ownership

Funds ownership: 52.41% → 52.75% (+0.34%)

3% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 36

8% less call options, than puts

Call options by funds: $4.84M | Put options by funds: $5.29M

1% less funds holding

Funds holding: 341 → 337 (-4)

10% less funds holding in top 10

Funds holding in top 10: 20 → 18 (-2)

Holders
337
Holders Change
-4
Holders Change %
-1.17%
% of All Funds
7.39%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.39%
New
35
Increased
136
Reduced
113
Closed
36
Calls
$4.84M
Puts
$5.29M
Net Calls
-$446K
Net Calls Change
-$452K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
+$85M
2
HCM
Howard Capital Management
Georgia
+$66.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$20.6M
4
TCM
Tradewinds Capital Management
Washington
+$14.7M
5
FBB
Fulton Breakefield Broenniman
Maryland
+$14.4M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$62.3M
2
HIM
Hanlon Investment Management
New Jersey
-$30.4M
3
Verition Fund Management
Verition Fund Management
Connecticut
-$15M
4
PWPCM
Perella Weinberg Partners Capital Management
New York
-$10.8M
5
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$10.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
76
Winfield Associates
Ohio
$3.97M -$47.7K -900 -1%
CWM
77
Connecticut Wealth Management
Connecticut
$3.91M -$47.9K -903 -1%
IA
78
IndexIQ Advisors
New York
$3.82M +$780K +14,722 +25%
SPIA
79
Steward Partners Investment Advisory
New York
$3.68M +$399K +7,518 +12%
NP
80
NorthRock Partners
Minnesota
$3.68M +$3.72M +70,184 New
ACM
81
AlphaStar Capital Management
North Carolina
$3.6M +$583K +11,002 +19%
FFSOTS
82
Fiduciary Financial Services of The Southwest
Texas
$3.54M -$35.3K -665 -1%
UIA
83
UBP Investment Advisors
Switzerland
$3.43M +$526K +9,924 +18%
Janney Montgomery Scott
84
Janney Montgomery Scott
Pennsylvania
$3.39M +$177K +3,331 +5%
PAG
85
Private Advisor Group
New Jersey
$3.25M -$95.7K -1,806 -3%
HighTower Advisors
86
HighTower Advisors
Illinois
$3.19M +$1.44M +27,200 +81%
AFP
87
Ausdal Financial Partners
Iowa
$3.18M +$177K +3,341 +6%
CAG
88
Csenge Advisory Group
Florida
$3.11M +$29.2K +551 +0.9%
NA
89
NewEdge Advisors
Louisiana
$3.1M +$133K +2,514 +4%
F
90
F3Logic
Minnesota
$3.09M -$95.1K -1,793 -3%
NEPWA
91
New England Private Wealth Advisors
Massachusetts
$3.08M +$11.5K +216 +0.4%
AGA
92
Arkos Global Advisors
Texas
$3.06M +$146K +2,758 +5%
CAL
93
Capital Analysts LLC
Pennsylvania
$3.04M +$67.2K +1,267 +2%
EAMA
94
EFG Asset Management (Americas)
Florida
$3.03M -$186K -3,517 -6%
ONST
95
Old North State Trust
North Carolina
$2.84M -$414K -7,803 -13%
TA
96
TFG Advisers
Michigan
$2.82M +$2.49K +47 +0.1%
FA
97
Faithward Advisors
Pennsylvania
$2.67M +$2.7M +50,952 New
MPPLM
98
Midwest Professional Planners Ltd (MPPL)
Wisconsin
$2.64M -$1.5M -28,374 -36%
PCIA
99
Prime Capital Investment Advisors
Kansas
$2.55M -$2.53M -47,744 -50%
GVAG
100
Great Valley Advisor Group
Delaware
$2.54M +$417K +7,866 +19%
2 3
4
5 6

CWB Hedge Fund Activity: Q3 2019 in Review

337 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2019, worth a combined $2.14B — up 3.9% from $2.06B a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of CWB and 35 opened new positions — a net loss of 1 holder — while 113 trimmed existing stakes and 136 added.

The largest buyer was Nan Shan Life Insurance, adding an estimated $85M. The largest seller was Bank of Montreal, cutting an estimated $62.3M.

  • 337 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2019, down from 341 in Q2 2019.
  • Funds reported $2.14B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2019, up 3.9% quarter-over-quarter.
  • 35 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2019 and 36 closed out, a net change of -1 holder.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2019 was Nan Shan Life Insurance, an estimated $85M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2019 was Bank of Montreal, an estimated $62.3M sold.

Based on aggregated 13F filings for Q3 2019.