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State Street SPDR Bloomberg Convertible Securities ETF

173 hedge funds and large institutions have $1.78B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 60 increasing their positions, 58 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 21

6% more funds holding

Funds holding: 163173 (+10)

6% more capital invested

Capital invested by funds: $1.69B → $1.78B (+$94.5M)

3.1% more ownership

Funds ownership: 56.15%59.25% (+3.1%)

3% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 58

27% less funds holding in top 10

Funds holding in top 10: 118 (-3)

46% less call options, than puts

Call options by funds: $28.9M | Put options by funds: $53.5M

Holders
173
Holders Change
+10
Holders Change %
+6.13%
% of All Funds
4.61%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.21%
New
34
Increased
60
Reduced
58
Closed
21
Calls
$28.9M
Puts
$53.5M
Net Calls
-$24.6M
Net Calls Change
-$18.7M
Name Holding Trade Value Shares
Change
Change in
Stake
NEPWA
76
New England Private Wealth Advisors
Massachusetts
$1.68M +$6.46K +132 +0.4%
JG
77
Jefferies Group
New York
$1.67M +$364K +7,437 +26%
MFS
78
MSI Financial Services
Massachusetts
$1.65M -$488K -9,965 -22%
DFIM
79
Detwiler Fenton Investment Management
Massachusetts
$1.62M -$56.6K -1,156 -3%
CCMG
80
Clark Capital Management Group
Pennsylvania
$1.62M -$129K -2,641 -7%
WCM
81
Weatherstone Capital Management
Colorado
$1.6M -$2.15M -43,951 -56%
CWM
82
Concert Wealth Management
California
$1.5M +$376K +7,690 +32%
MWM
83
Merriman Wealth Management
Washington
$1.45M +$3.87K +79 +0.3%
CWM
84
Cabot Wealth Management
Massachusetts
$1.4M +$1.25M +25,468 +572%
SCM
85
Stonehearth Capital Management
Massachusetts
$1.39M +$1.45M +29,719 New
CCT
86
Capital City Trust
Florida
$1.35M
WB
87
WesBanco Bank
West Virginia
$1.26M
TYCC
88
Texas Yale Capital Corp
Florida
$1.21M +$13.7K +280 +1%
MAA
89
Managed Account Advisors
New Jersey
$1.14M +$1.05M +21,409 +749%
MA
90
MUFG Americas
New York
$1.13M -$73.5K -1,501 -6%
UBS AM
91
UBS AM
Illinois
$1.1M
PG
92
Patten Group
Tennessee
$1.08M +$1.12M +22,967 New
FIM
93
Freedom Investment Management
Connecticut
$1.05M -$644K -13,158 -37%
MFS
94
Madrona Financial Services
Washington
$1M +$1.05M +21,403 New
HighTower Advisors
95
HighTower Advisors
Illinois
$917K +$14.8K +303 +2%
JP Morgan Chase
96
JP Morgan Chase
New York
$902K -$19.2K -393 -2%
GIM
97
Goelzer Investment Management
Indiana
$894K -$330K -6,740 -26%
M&T Bank
98
M&T Bank
New York
$888K -$32.7K -668 -3%
WA
99
WESPAC Advisors
California
$854K +$128K +2,615 +17%
PHS
100
Pekin Hardy Strauss
Illinois
$854K +$891K +18,207 New

CWB Hedge Fund Activity: Q4 2014 in Review

173 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2014, worth a combined $1.78B — up 5.6% from $1.69B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CWB positions and 21 closed out — a net gain of 13 holders — while 60 added to existing stakes and 58 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $283M. The largest seller was Schroder Investment Management Group, exiting entirely with an estimated $65.3M sold.

  • 173 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2014, up from 163 in Q3 2014.
  • Funds reported $1.78B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2014, up 5.6% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2014 and 21 closed out, a net change of +13 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2014 was Fidelity Investments, an estimated $283M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2014 was Schroder Investment Management Group, an estimated $65.3M sold.

Based on aggregated 13F filings for Q4 2014.