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State Street SPDR Bloomberg Convertible Securities ETF

173 hedge funds and large institutions have $1.78B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 60 increasing their positions, 58 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 21

6% more funds holding

Funds holding: 163173 (+10)

6% more capital invested

Capital invested by funds: $1.69B → $1.78B (+$94.5M)

3.1% more ownership

Funds ownership: 56.15%59.25% (+3.1%)

3% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 58

27% less funds holding in top 10

Funds holding in top 10: 118 (-3)

46% less call options, than puts

Call options by funds: $28.9M | Put options by funds: $53.5M

Holders
173
Holders Change
+10
Holders Change %
+6.13%
% of All Funds
4.61%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.21%
New
34
Increased
60
Reduced
58
Closed
21
Calls
$28.9M
Puts
$53.5M
Net Calls
-$24.6M
Net Calls Change
-$18.7M
Name Holding Trade Value Shares
Change
Change in
Stake
VSWA
51
Vontobel Swiss Wealth Advisors
Switzerland
$3.33M +$3.48M +71,104 New
Nomura Holdings
52
Nomura Holdings
Japan
$3.22M +$2.18M +44,500 +184%
Barclays
53
Barclays
United Kingdom
$3.06M -$291K -5,954 -8%
PI
54
Placemark Investments
Illinois
$3.06M -$499K -10,191 -14%
OC
55
Oppenheimer & Co
New York
$3.05M +$107K +2,187 +3%
Prudential Financial
56
Prudential Financial
New Jersey
$3.05M -$2.2M -45,000 -41%
HI
57
Horizon Investments
North Carolina
$2.96M -$131K -2,677 -4%
Citigroup
58
Citigroup
New York
$2.86M +$134K +2,740 +5%
VFS
59
VSR Financial Services
Kansas
$2.75M -$3.11M -63,624 -52%
AI
60
Atria Investments
North Carolina
$2.72M -$60K -1,226 -2%
BTS
61
BB&T Securities
Virginia
$2.59M -$5.43K -111 -2%
VC
62
Vicus Capital
Pennsylvania
$2.59M +$1.25M +25,516 +86%
B
63
Baird
Wisconsin
$2.54M -$1.28M -26,086 -33%
Invesco
64
Invesco
Georgia
$2.52M +$331K +6,764 +14%
WA
65
Winfield Associates
Ohio
$2.5M +$79.8K +1,630 +3%
FFSOTS
66
Fiduciary Financial Services of The Southwest
Texas
$2.23M +$53K +1,082 +2%
PWMAG
67
Pinnacle Wealth Management Advisory Group
New Jersey
$2.14M +$2.24M +45,675 New
DC
68
Davenport & Co
Virginia
$2.08M -$149K -3,035 -6%
PAG
69
Private Advisor Group
New Jersey
$1.89M -$245K -5,007 -11%
FWM
70
Focused Wealth Management
New York
$1.87M +$64.7K +1,322 +3%
Janney Montgomery Scott
71
Janney Montgomery Scott
Pennsylvania
$1.83M +$55.9K +1,141 +3%
AIG
72
American International Group
New York
$1.83M -$1.44M -29,359 -43%
AG
73
Appleton Group
Wisconsin
$1.79M +$486K +9,918 +35%
MCM
74
MV Capital Management
Maryland
$1.78M +$1.86M +37,991 New
PPA
75
Parametric Portfolio Associates
Washington
$1.73M +$240K +4,907 +15%

CWB Hedge Fund Activity: Q4 2014 in Review

173 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2014, worth a combined $1.78B — up 5.6% from $1.69B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CWB positions and 21 closed out — a net gain of 13 holders — while 60 added to existing stakes and 58 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $283M. The largest seller was Schroder Investment Management Group, exiting entirely with an estimated $65.3M sold.

  • 173 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2014, up from 163 in Q3 2014.
  • Funds reported $1.78B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2014, up 5.6% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2014 and 21 closed out, a net change of +13 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2014 was Fidelity Investments, an estimated $283M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2014 was Schroder Investment Management Group, an estimated $65.3M sold.

Based on aggregated 13F filings for Q4 2014.