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State Street SPDR Bloomberg Convertible Securities ETF

163 hedge funds and large institutions have $1.69B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 42

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 158163 (+5)

0% more capital invested

Capital invested by funds: $1.68B → $1.69B (+$5.21M)

1.41% less ownership

Funds ownership: 57.56%56.15% (-1.4%)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

90% less call options, than puts

Call options by funds: $655K | Put options by funds: $6.55M

Holders
163
Holders Change
+5
Holders Change %
+3.16%
% of All Funds
4.73%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.32%
New
16
Increased
83
Reduced
42
Closed
10
Calls
$655K
Puts
$6.55M
Net Calls
-$5.89M
Net Calls Change
-$6.3M
Name Holding Trade Value Shares
Change
Change in
Stake
WCM
51
Weatherstone Capital Management
Colorado
$3.88M +$3.93M +78,175 New
PI
52
Placemark Investments
Illinois
$3.74M -$2.18M -43,319 -37%
Susquehanna International Group
53
Susquehanna International Group
Pennsylvania
$3.71M +$3.3M +65,602 +715%
Barclays
54
Barclays
United Kingdom
$3.56M +$287K +5,707 +9%
AIG
55
American International Group
New York
$3.39M +$1.39M +27,674 +68%
HI
56
Horizon Investments
North Carolina
$3.26M +$798K +15,860 +32%
FANJ
57
Financial Architects (New Jersey)
New Jersey
$3.13M +$212K +4,204 +7%
OC
58
Oppenheimer & Co
New York
$3.12M +$76.8K +1,526 +2%
AI
59
Atria Investments
North Carolina
$2.94M -$15.8K -314 -0.5%
Citigroup
60
Citigroup
New York
$2.89M -$200K -3,978 -6%
RJFSA
61
Raymond James Financial Services Advisors
Florida
$2.86M +$2.9M +57,626 New
BTS
62
BB&T Securities
Virginia
$2.8M +$49.4K +981 +21%
PFS
63
Prospera Financial Services
Texas
$2.79M +$417K +8,280 +17%
Ameriprise
64
Ameriprise
Minnesota
$2.63M +$1.11M +22,110 +72%
WA
65
Winfield Associates
Ohio
$2.56M +$25.2K +501 +1%
NC
66
NewSquare Capital
Pennsylvania
$2.52M +$678K +13,479 +36%
MIAN
67
Mariner Independent Advisor Network
Kansas
$2.44M -$9.21K -183 -0.4%
DC
68
Davenport & Co
Virginia
$2.36M +$2.15M +42,650 +889%
Invesco
69
Invesco
Georgia
$2.33M +$783K +15,565 +49%
FFSOTS
70
Fiduciary Financial Services of The Southwest
Texas
$2.31M -$874K -17,364 -27%
PAG
71
Private Advisor Group
New Jersey
$2.25M +$571K +11,347 +33%
MFS
72
MSI Financial Services
Massachusetts
$2.24M +$856K +16,998 +60%
SWP
73
Stratos Wealth Partners
Ohio
$2.1M +$821K +16,302 +63%
WTC
74
WhitTier Trust Company
Nevada
$1.97M -$116K -2,300 -5%
FWM
75
Focused Wealth Management
New York
$1.91M +$344K +6,829 +22%

CWB Hedge Fund Activity: Q3 2014 in Review

163 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2014, worth a combined $1.69B — up 0.31% from $1.68B a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CWB positions and 10 closed out — a net gain of 6 holders — while 83 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.1M. The largest seller was Aegon USA Investment Management, exiting entirely with an estimated $49.2M sold.

  • 163 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2014, up from 158 in Q2 2014.
  • Funds reported $1.69B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2014, up 0.31% quarter-over-quarter.
  • 16 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2014 and 10 closed out, a net change of +6 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2014 was Morgan Stanley, an estimated $19.1M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2014 was Aegon USA Investment Management, an estimated $49.2M sold.

Based on aggregated 13F filings for Q3 2014.