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State Street SPDR Bloomberg Convertible Securities ETF

158 hedge funds and large institutions have $1.68B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q2 according to their latest regulatory filings, with 26 funds opening new positions, 81 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 34

86% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 14

52% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $788K

33% more capital invested

Capital invested by funds: $1.26B → $1.68B (+$420M)

8% more funds holding

Funds holding: 146158 (+12)

5.76% more ownership

Funds ownership: 51.8%57.56% (+5.8%)

8% less funds holding in top 10

Funds holding in top 10: 1312 (-1)

Holders
158
Holders Change
+12
Holders Change %
+8.22%
% of All Funds
4.54%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.34%
New
26
Increased
81
Reduced
34
Closed
14
Calls
$1.2M
Puts
$788K
Net Calls
+$409K
Net Calls Change
+$75K
Name Holding Trade Value Shares
Change
Change in
Stake
FAAM
51
First Allied Asset Management
California
$3.94M +$3.82M +78,129 New
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$3.51M +$1.41M +28,797 +71%
Barclays
53
Barclays
United Kingdom
$3.35M +$988K +20,218 +43%
FFSOTS
54
Fiduciary Financial Services of The Southwest
Texas
$3.22M -$489 -10 -0%
Citigroup
55
Citigroup
New York
$3.14M +$46K +942 +2%
OC
56
Oppenheimer & Co
New York
$3.1M -$973K -19,898 -24%
AI
57
Atria Investments
North Carolina
$3M +$2.91M +59,494 New
FANJ
58
Financial Architects (New Jersey)
New Jersey
$2.97M +$417K +8,523 +17%
VAM
59
Visionary Asset Management
Texas
$2.86M +$518K +10,599 +23%
State Street
60
State Street
Massachusetts
$2.72M +$698K +14,274 +36%
WA
61
Winfield Associates
Ohio
$2.58M +$69.4K +1,419 +3%
HI
62
Horizon Investments
North Carolina
$2.52M +$89.8K +1,837 +4%
MIAN
63
Mariner Independent Advisor Network
Kansas
$2.49M +$2.41M +49,368 New
PFS
64
Prospera Financial Services
Texas
$2.42M +$164K +3,358 +8%
BTS
65
BB&T Securities
Virginia
$2.35M +$228K +4,658 New
HIM
66
Hanlon Investment Management
New Jersey
$2.21M -$14.2M -291,332 -87%
SCG
67
Strategic Capital Group
Washington
$2.19M +$878K +17,957 +71%
B
68
Baird
Wisconsin
$2.16M -$63.6K -1,301 -3%
WTC
69
WhitTier Trust Company
Nevada
$2.12M
AIG
70
American International Group
New York
$2.05M +$42.1K +862 +2%
CCMG
71
Clark Capital Management Group
Pennsylvania
$1.97M -$35.6K -729 -2%
NC
72
NewSquare Capital
Pennsylvania
$1.88M +$737K +15,081 +68%
Janney Montgomery Scott
73
Janney Montgomery Scott
Pennsylvania
$1.85M -$277K -5,668 -13%
NEPWA
74
New England Private Wealth Advisors
Massachusetts
$1.8M +$620K +12,688 +55%
DFIM
75
Detwiler Fenton Investment Management
Massachusetts
$1.78M -$123K -2,510 -7%

CWB Hedge Fund Activity: Q2 2014 in Review

158 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q2 2014, worth a combined $1.68B — up 33% from $1.26B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CWB positions and 14 closed out — a net gain of 12 holders — while 81 added to existing stakes and 34 trimmed.

The largest buyer was ING Group, adding an estimated $108M. The largest seller was Polaris Wealth Advisory Group, exiting entirely with an estimated $20.2M sold.

  • 158 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q2 2014, up from 146 in Q1 2014.
  • Funds reported $1.68B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q2 2014, up 33% quarter-over-quarter.
  • 26 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q2 2014 and 14 closed out, a net change of +12 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q2 2014 was ING Group, an estimated $108M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q2 2014 was Polaris Wealth Advisory Group, an estimated $20.2M sold.

Based on aggregated 13F filings for Q2 2014.